Jest and Wit
Thus the problem of the essential character of wit could almost be explained by means of the jest. We may follow the development of the jest until it reaches its height in the tendency-wit. The jest gives tendency a prior position when it is a question of supplying us with pleasure, and it is content when its utterance does not appear utterly senseless or insipid. But if this utterance is substantial and valuable the jest changes into wit. A thought, which would have been worthy of our interest even when expressed in the most unpretentious form, is now invested in a form which must in itself excite our sense of satisfaction. Such an association we cannot help thinking certainly has not come into existence unintentionally; we must make effort to divine the intention at the bottom of the formation of wit. An incidental observation, made once before, will put us on the right track. We have already remarked that a good witticism gives us, so to speak, a general feeling of satisfaction without our being able to decide offhand which part of the pleasure comes from the witty form and which part from the excellent thought contained in the context (p. 131). We are deceiving ourselves constantly about this division; sometimes we overvalue the quality of the wit on account of our admiration for the thought contained therein, and then again we overestimate the value of the thought on account of the pleasure afforded us by the witty investment. We know not what gives us pleasure nor at what we are laughing. This uncertainty of our judgment, assuming it to be a fact, may have given the motive for the formation of wit in the literal sense. The thought seeks the witty disguise because it thereby recommends itself to our attention and can thus appear to us more important and valuable than it really is; but above all because this disguise fascinates and confuses our reason. We are apt to attribute to the thought the pleasure derived from the witty form, and we are not inclined to consider improper what has given us pleasure, and in this way deprive ourselves of a source of pleasure. For if wit made us laugh it was because it established in us a mood most unfavorable to reason, which in turn has forced upon us that state of mind which was once contented with mere playing and which wit has attempted to replace with all the means at its command. Although we have already established the fact that such wit is harmless and does not yet show a tendency, we may not deny that, strictly speaking, it is the jest alone which shows no tendency; that is, it serves to produce pleasure only. For wit is really never purposeless even if the thought contained therein shows no tendency and merely serves a theoretical, intellectual interest. Wit carries out its purpose in advancing the thought by magnifying it and by guarding it against reason. Here again it reveals its original nature in that it sets itself up against an inhibiting and restrictive power, or against the critical judgment.
The first use of wit, which goes beyond the mere production of pleasure, points out the road to be followed. Wit is now recognized as a powerful psychic factor whose weight can decide the issue if it falls into this or that side of the scale. The great tendencies and impulses of our psychic life enlist its service for their own purposes. The original purposeless wit, which began as play, becomes related in a secondary manner to tendencies from which nothing that is formed in psychic life can escape for any length of time. We already know what it can achieve in the service of the exhibitionistic, aggressive, cynical, and sceptical tendencies. In the case of obscene wit, which originated in the smutty joke, it makes a confederate of the third person who originally disturbed the sexual situation, by giving him pleasure through the utterance which causes the woman to be ashamed in his presence. In the case of the aggressive tendency, wit by the same means changes the original indifferent hearers into active haters and scorners, and in this way confronts the enemy with a host of opponents where formerly there was but one. In the first case it overcomes the inhibitions of shame and decorum by the pleasure premium which it offers. In the second case it overthrows the critical judgment which would otherwise have examined the dispute in question. In the third and fourth cases where wit is in the service of the cynical and sceptical tendency, it shatters the respect for institutions and truths in which the hearer had believed, first by strengthening the argument, and secondly by resorting to a new method of attack. Where the argument seeks to draw the hearer’s reason to its side, wit strives to push aside this reason. There is no doubt that wit has chosen the way which is psychologically more efficacious.
The Development into Tendency-wit
What impressed us in reviewing the achievements of tendency-wit was the effect it produced on the hearer. It is more important, however, to understand the effect produced by wit on the psychic life of the person who makes it, or more precisely expressed, on the psychic life of the person who conceives it. Once before we have expressed the intention, which we find occasion to repeat here, that we wish to study the psychic processes of wit in regard to its apportionment between two persons. We can assume for the present that the psychic process aroused by wit in the hearer is usually an imitation of the psychic processes of the wit producer. The outer inhibitions which are to be overcome in the hearer correspond to the inner inhibitions of the wit producer. In the latter the expectation of the outer hindrance exists, at least as an inhibiting idea. The inner hindrance, which is overcome in tendency-wit, is evident in some single cases; for example, in Mr. N.’s joke (p. 28) we can assume that it not only enables the hearer to enjoy the pleasure of the aggression through injuries but it also makes it possible for him to produce the wit in the first place. Of the different kinds of inner inhibitions or suppressions one is especially worthy of our interest because it is the most far-reaching. We designate that form by the term “repression.” It is characterized by the fact that it excludes from consciousness certain former emotions and their products. We shall learn that tendency-wit itself is capable of liberating pleasure from sources that have undergone repression. If the overcoming of outer hindrances can be referred, in the manner indicated above, to inner inhibitions and repressions we may say that tendency-wit proves more clearly than any other developmental stage of wit that the main character of wit-making is to set free pleasure by removing inhibitions. It reinforces tendencies to which it gives its services by bringing them assistance from repressed emotions; or it puts itself at the disposal of the repressed tendencies directly.
One may readily concede that these are the functions of tendency-wit, but one must nevertheless admit that we do not understand in what manner these functions can succeed in accomplishing their end. The power of tendency-wit consists in the pleasure which it derives from the sources of word-plays and liberated nonsense, and if one can judge from the impressions received from purposeless jests, one cannot possibly consider the amount of the pleasure so great as to believe that it has the power to annul deep-rooted inhibitions and repressions. As a matter of fact we do not deal here with a simple propelling power but rather with a more complicated mechanism. Instead of covering the long circuitous route through which I arrived at an understanding of this relationship, I shall endeavor to demonstrate it by a short synthetic route.
G. Th. Fechner has established the principle of æsthetic assistance or enhancement which he explains in the following words: “From the unopposed meeting of pleasurable states (Bedingungen) which individually accomplish little, there results a greater, often much greater resultant pleasure than is warranted by the sum of the pleasure values of the separate states, or a greater result than could be accounted for as the sum of the individual effects; in fact the mere meeting of this kind can result in a positive pleasure product which overflows the threshold of pleasure when the factors taken separately are too weak to accomplish this. The only condition is that in comparison to others they must produce a greater sense of satisfaction.” I am of the opinion that the theme of wit does not give us the opportunity to test the correctness of this principle which is demonstrable in many other artistic fields. But from wit we have learned something, which at least comes near this principle, namely, that in a co-operation of many pleasure-producing factors we are in no position to assign to each one the resultant part which really belongs to it (see p. 131). But the situation assumed in the principle of assistance can be varied, and for these new conditions we can formulate the following combination of questions which are worthy of a reply. What usually happens if in one constellation there is a meeting of pleasurable and painful conditions? Upon what depends the result and the previous intimations of the result? Tendency-wit particularly shows these possibilities. There is one feeling or impulse which strives to liberate pleasure from a certain source and under unrestricted conditions certainly would liberate it, but there is another impulse which works against this development of pleasure, that is, which inhibits or suppresses it. The suppressing stream, as the result shows, must be somewhat stronger than the one suppressed, which however is by no means destroyed.
The Fore-pleasure Principle
But now there appears another impulse which strives to set free pleasure by this identical process, even though from different sources it thus acts like the suppressed stream. What can be the result in such a case? An example can make this clearer than this schematization. There is an impulse to insult a certain person; but this is so strongly opposed by a feeling of decorum and æsthetic culture that the impulse to insult must be crushed. If, for example, by virtue of some changed emotional state the insult should happen to break through, this insulting tendency would subsequently be painfully perceived. Therefore the insult is omitted. There is a possibility, however, of making good wit from the words or thoughts which would have served in the insult; that is, pleasure can be set free from other sources without being hindered by the same suppression. But the second development of pleasure would have to be foregone if the insulting quality of the wit were not allowed to come out, and as the latter is allowed to come to the surface, it is connected with the new release of pleasure. Experience with tendency-wit shows that under such circumstances the suppressed tendency can become so strengthened by the aid of wit-pleasure as to overcome the otherwise stronger inhibition. One resorts to insults because wit is thereby made impossible. But the satisfaction thus obtained is not produced by wit alone; it is incomparably greater, in fact it is by so much greater than the pleasure of the wit, that we must assume that the former suppressed tendency has succeeded in breaking through, perhaps without the need of an outlet. Under these circumstances tendency-wit causes the most prolific laughter.
Perhaps the investigation of the determinations of laughter will aid us in forming a clearer picture of the process of the aid of wit against suppression. But we see even now that the case of tendency-wit is a special case of the principle of aid. A possibility of the development of pleasure enters into a situation in which another pleasure possibility is so hindered that individually it would not result in pleasure. The result is a development of pleasure which is greater by far than the added possibility. The latter acted, as it were, as an alluring premium; with the aid of a small sum of pleasure a very large and almost inaccessible amount is obtained. I have good grounds for thinking that this principle corresponds to an arrangement which holds true in many widely separated spheres of the psychic life, and I consider it appropriate to designate the pleasure serving to liberate the large sum of pleasure as fore-pleasure and the principle as the principle of fore-pleasure.
Play-pleasure and Removal-pleasure
The effect of tendency-wit may now be formulated as follows: It enters the service of tendencies in order to produce new pleasure by removing suppressions and repressions. This it does, using wit-pleasure as fore-pleasure. When we now review its development we may say that wit has remained true to its nature from beginning to end. It begins as play in order to obtain pleasure from the free use of words and thoughts. As soon as the growing reason forbids this senseless play with words and thoughts, it turns to the jest or joke in order to hold to these sources of pleasure and in order to be able to gain new pleasure from the liberation of the absurd. In the rôle of harmless wit it assists the thoughts and fortifies them against the impugnment of the critical judgment, whereby it makes use of the principle of intermingling the pleasure-sources. Finally, it enters into the great struggling suppressed tendencies in order to remove inner inhibitions in accordance with the principle of fore-pleasure. Reason, critical judgment, and suppression, these are the forces which it combats in turn. It firmly holds on to the original word-pleasure-sources, and beginning with the stage of the jest opens for itself new pleasure-sources by removing inhibition. The pleasure which it produces, be it play-pleasure or removal-pleasure, can at all times be traced to the economy of psychic expenditure, in so far as such a conception does not contradict the nature of pleasure, and proves itself productive also in other fields.
V THE MOTIVES OF WIT AND WIT AS A SOCIAL PROCESS
It seems superfluous to speak of the motives of wit, since the purpose of obtaining pleasure must be recognized as a sufficient motive of the wit-work. But on the one hand it is not impossible that still other motives participate in the production of wit, and on the other hand, in view of certain well-known experiences, the theme of the subjective determination of wit must be discussed.
Two things above all urge us to it. Though wit-making is an excellent means of obtaining pleasure from the psychic processes, we know that not all persons are equally able to make use of it. Wit-making is not at the disposal of all, in general there are but a few persons to whom one can point and say that they are witty. Here wit seems to be a special ability somewhere within the region of the old “psychic faculties,” and this shows itself in its appearance as fairly independent of the other faculties such as intelligence, phantasy, memory, etc. A special talent or psychic determination permitting or favoring wit-making must be presupposed in all wit-makers.
I am afraid that we shall not get very far in the exploration of this theme. Only now and then do we succeed in proceeding from the understanding of a single witticism to the knowledge of the subjective determinations in the mind of the wit-maker. It is quite accidental that the example of wit with which we began our investigation of the wit-technique permits us also to gain some insight into the subjective determination of the witticism. I am referring to Heine’s witticism, to which also Heymans and Lipps have paid attention.
“I was sitting next to Solomon Rothschild and he treated me just as an equal, quite famillionaire” (“Bäder von Lucca”).
Subjective Determination of the “Famillionaire” Witticism
Heine put this word in the mouth of a comical person, Hirsch-Hyacinth, collector, operator and tax appraiser from Hamburg, and valet of the aristocratic baron, Cristoforo Gumpelino (formerly Gumpel). Evidently the poet has experienced great pleasure in these productions, for he allows Hirsch-Hyacinth to talk big and puts in his mouth the most amusing and most candid utterances; he positively endows him with the practical wisdom of a Sancho Panza. It is a pity that Heine, as it seems, had no liking for this dramatic figure and that he drops the delightful character so soon. From many passages it would seem that the poet himself is speaking behind the transparent mask of Hirsch-Hyacinth, and we are quite convinced that this person is nothing but a parody of the poet himself. Hirsch tells of reasons why he has discarded his former name and now calls himself Hyacinth. “Besides I have the advantage,” he continues, “of having an H on my seal already, and therefore I am in no need of having a new letter engraved.” But Heine himself resorted to this economy when he changed his surname “Harry” to “Heinrich” at his baptism. Every one acquainted with the life of the poet will recall that in Hamburg, where one also meets the personage Hirsch-Hyacinth, Heine had an uncle of the same name, who played the greatest rôle in Heine’s life as the wealthy member of the family. The uncle’s name was likewise Solomon, just like the elderly Rothschild who treated the impecunious Hirsch on such a famillionaire basis. What seems to be merely a jest in the mouth of Hirsch-Hyacinth soon reveals a background of earnest bitterness when we attribute it to the nephew Harry-Heinrich. For he belonged to the family, nay, more, it was his earnest wish to marry a daughter of this uncle, but she refused him, and his uncle always treated him on a somewhat famillionaire basis, as a poor relative. His rich relatives in Hamburg always dealt with him condescendingly. I recall the story of one of his old aunts by marriage who, when she was still young and pretty, sat next to some one at a family dinner who seemed to her unprepossessing and whom the other members of the family treated shabbily. She did not feel herself called upon to be any more condescending towards him. Only many years later did she discover that the careless and neglected cousin was the poet Heinrich Heine. We know from many a record how keenly Heine suffered from these repulses at the hands of his wealthy relatives in his youth and during later years. The witticism “famillionaire” grew out of the soil of such a subjective emotional feeling.
One may suspect similar subjective determinations in many other witticisms of the great scoffers, but I know of no other example by which one can show this in such a convincing way. It is therefore hazardous to venture a more definite opinion about the nature of this personal determination. Furthermore, one is not inclined in the first place to claim similar complicated conditions for the origin of each and every witticism. Neither are the witty productions of other celebrated men better suited to give us the desired insight into the subjective determination of wit. In fact, one gets the impression that the subjective determination of wit production is oftentimes not unrelated to persons suffering from neurotic diseases, when, for example, one learns that Lichtenberg was a confirmed hypochondriac burdened with all kinds of eccentricities. The great majority of witticisms, especially those produced from current happenings, are anonymous; one might be inquisitive to know what kind of people they are who originate them. The physician occasionally has an opportunity to make a study of persons who, if not renowned wits, are recognized in their circle as witty and as originators of many passable witticisms; he is often surprised to find such persons showing dissociated personalities and a predisposition to nervous affections. However, owing to insufficient data, we certainly cannot maintain that such a psychoneurotic constitution is a regular or necessary subjective condition for wit-making.
A clearer case is afforded by Jewish witticisms which, as before mentioned, are made exclusively by Jews themselves, whereas Jewish stories of different origin rarely rise above the level of the comical strain or of brutal mockery (p. 166). The determination for the self-participation here, as in Heine’s joke “famillionaire,” seems to be due to the fact that the person finds it difficult to express directly his criticism or aggression and is thus compelled to resort to by-ways.
Other subjective determinations or favorable conditions for wit-making are less shrouded in darkness. The motive for the production of harmless wit is usually the ambitious impulse to display one’s spirit or to “show off.” It is an impulse comparable to the impulse toward sexual exhibition. The existence of numerous inhibited impulses whose suppression retains some weakness produces a state favorable for the production of tendency-wit. Thus certain single components of the sexual constitution may appear as motives for wit-formation. A whole series of obscene witticisms lead one to the conclusion that a person who gives origin to such wit conceals a desire to exhibit. Persons having a powerful sadistical component in their sexuality, which is more or less inhibited in life, are most successful with the tendency-wit of aggression.
The Impulse to Impart Wit
The second fact which impels one to examine the subjective determination of wit is the common experience that nobody is satisfied with making wit for himself. Wit-making is inseparably connected with the desire to impart it; in fact this impulse is so strong that it is often realized after overcoming strong objections. In the comic, too, one experiences pleasure by imparting it to another person; but this is not imperative; one can enjoy the comic alone when one happens on it. Wit, on the other hand, must be imparted. Apparently the process of wit-formation does not end with the conception of wit. There remains something which strives to complete the mysterious process of wit-formation by imparting it.
We cannot conjecture, in the first place, what may have motivated the impulse to impart wit. But in wit we notice another peculiarity which again distinguishes it from the comic. If I encounter the latter I can laugh heartily over it alone; I am naturally pleased if by imparting it to some one else I make him laugh too. In the case of wit, however, which occurs to me or which I have made, I cannot laugh over it in spite of the unmistakable feeling of pleasure which I experience in the witticism. It is possible that my need to impart the witticism to another is in some way connected with the resultant laughter, which is manifest in the other, but denied to me.
But why do I not laugh over my own joke? And what rôle does the other person play in it?
Let us consider the last query first. In the comic usually two persons come into consideration. Besides my own ego there is another person in whom I find something comic; if objects appear comical to me, it takes place by means of a sort of personification which is not uncommon in our notional life. The comic process is satisfied with these two persons, the ego and the object person; there may also be a third person, but it is not obligatory. Wit as a play with one’s own words and thoughts at first dispenses with an object person, but already, upon the first step of the jest, it demands another person to whom it can impart its result, if it has succeeded in safeguarding play and nonsense against the remonstrance of reason. The second person in wit does not, however, correspond to the object person, but to the third person who is the other person in the comic. It seems that in the jest the decision as to whether wit has fulfilled its task is transferred to the other person, as if the ego were not quite certain of its opinion in the matter. The harmless wit is also in need of the other person’s support in order to ascertain whether it has accomplished its purpose. If wit enters the service of sexual or hostile tendencies, it can be described as a psychic process among three persons, just as in the comic, with the exception that there the third person plays a different rôle. The psychic process of wit is consummated here between the first person—the ego, and the third person—the stranger, and not, as in the comic, between the ego and the object person.
Also, in the case of the third person of wit, the wit is confronted with subjective determinations which can make the goal of the pleasure-stimulus unattainable. As Shakespeare says in Love’s Labor’s Lost (Act V, Scene 2):
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