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Part 15

The Anatomy of Revolution · Crane Brinton — chapter 15 of 38 · ~4,834 words · public domain

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That the men who made the American revolution were by no means unexercised in the art of actual governing has long been a commonplace of proud Anglo-Saxon writers on both sides of the Atlantic. What we must note here is that that preparation had by no means been wholly of the conventional legal sort. Not only in town meeting and colonial legislatures, but in caucuses, committees, and congresses that bear a close parallel with soviets and Jacobin clubs, the American radicals were schooled to take over the government from the agents of the Crown. We shall see in the next chapter that they did not hesitate to use terroristic means to preserve, as they had used to attain, that power.

In England the situation is complicated by the fact that though the illegal organization headed up in the New Model Army, the various Independent congregations were also in their way agents of the extremists in their drive to power. The army itself, of course, began very soon after Naseby to interfere in politics in a way no conventional army does; and the first expulsion of Presbyterians from Parliament was initiated and carried through by army resolutions and an army committee. But the Independents, and especially the Independent clergy, had much earlier taken a hand in matters very terrestrial indeed. As Professor Grierson has said, “It is not what Laud did that Baxter [a Puritan divine] seems to complain of, so much as what he would not allow them, the parish pastors, to do, viz., to exercise a moral discipline co-extensive with the parish.” And by a moral discipline a Puritan meant something co-extensive with the whole of human life.

The extremists are not, then, politically innocent or inexperienced; they have had a long experience of oppression, and a briefer, but very intensive, training in actual government before they come to full power. To call either leaders or rank and file inexperienced, “pure theorists,” and “metaphysicians,” as has long been the habit especially among political writers in English, is misleading. Neither their aims nor their methods are those that good Victorians like Bagehot or Maine could approve or sympathize with. They are certainly heaven-storming idealists, scornful of compromise. But they are not academic theorists totally unadapted to action. On the contrary, they are admirably adapted, almost in the sense a biologist gives to adaptation, to the special, the unique environment of the crisis. That is why they succeed.

The actual overthrow of the moderates is usually a very neat job, an excellent example of the skill of the revolutionary leaders and the close adaptation of the revolutionary organizations to their functions. It is, as we have seen, by no means a great popular uprising. The crowds whose confused milling about makes an exact account of the taking of the Bastille or the February revolution in Petrograd impossible for the historian, do not interfere with the professional dispatch with which Pride’s Purge, the purge of the Girondins, and the October revolution were put through. In France the extremists reached power in two of these coups d’état. The first, the overthrow of the monarchy on August 10, 1792, was achieved through an elaborate but never confused collaboration of various organs of the illegal government--Jacobin and other political clubs, the fédérés, local militia from all over France assembled in Paris to celebrate the anniversary of the fall of the Bastille, and the ward organizations out of which the revolutionary Parisian Commune was made. Almost the same elements were integrated ten months later for the easier task of bullying the Convention into giving up the Girondins. Danton, Marat, possibly Robespierre, and certainly a number of less famous but very skilled secondary leaders formed a general staff which engineered both of these coups.

The October revolution was elaborately prepared, and has been clearly described in Trotsky’s own History of the Russian Revolution. We need not here go into details of this preparation. But a quotation from Trotsky will show how the details were taken care of: “The typographical workers, through their union, called to the attention of the Committee [the Military-Revolution Committee in Petrograd, the general staff of the October revolution] an increase in Black Hundred leaflets and brochures. It was decided that in all suspicious cases the printers’ union should come for instructions to the Military-Revolution Committee. This control was the most effective of all possible forms of control over the printed agitation of the counter-revolution.” Naturally; printed agitation has to have printers as well as legal freedom of the press. In a dozen such ways the moderates were hamstrung in the last few days before the Bolshevik insurrection. There was no nonsense about a general strike; there was simply a co-ordinated series of seizures of centers of power, press, post and telegraph, banks, and ministries.

The dramatic seizure of Charles I by Cornet Joyce on June 3, 1647, at Holmby House is perhaps the first assumption of sovereign power by the New Model. When Charles asked Joyce whence he had his commission to remove him, Joyce is said to have replied, pointing to his soldiers drawn up on the lawn, “There is my commission.” The reply will serve in all our revolutions. Once the extremists are in power, there is no more finicky regard for the liberties of the individual or for the forms of legality. The extremists, after clamoring for liberty and toleration while they were in opposition, turn very authoritarian when they reach power. There is no need for us to sigh over this, or grow indignant, or talk of hypocrisy. We are attempting to discern uniformities in the behavior of men during certain revolutions in specific social systems, and this seems to be one of the uniformities.

“It was but a bare six months,” writes Gardiner, “since the Independent leaders [Cromwell and Vane] who now permitted some hundreds of sufferers to be excluded for conscience’s sake from the University of Oxford, had been striving to lay the foundations of a broad system of toleration in The Heads of the Proposals and had even taken into consideration a scheme for extending that toleration to the Roman Catholic priesthood itself.” Later under the Rump a strict censorship of the press was instituted, and the various canons and tastes of Puritanism enforced as far as possible by government policy. Similarly in France and Russia the new government clamped down at once on its enemies and began to build up the machinery of the coming Terror. Where, as in France and Russia, the army had lost its discipline under active attempts to introduce Liberty, Equality, and Fraternity, discipline was reintroduced with a good deal of firmness. Mr. Chamberlin describes the Russian situation: “The Bolshevik military authorities now began to talk about the harmful and disruptive influence of army committees very much as Kornilov, Denikin, and the old army officers had spoken in 1917; and strict obedience to the orders of the officers gradually became embedded in the discipline of the Red Army.”

The Heads of Proposals and The Agreement of the People, radical platforms adopted by the army under Leveller influence, had proposed something very close to what came to be conventional nineteenth-century democracy--equal electoral districts, frequent parliaments, specific limitations on the executive power, even universal manhood suffrage. Cromwell seems never to have been in any sense a doctrinaire rebel, and indeed probably had many of the sentiments about authority and tradition one would expect from a country gentleman. If he suffered at all in mind about the situation, it was probably because the good old parliamentary institutions could not be restored. Certainly the last thing that could be done was to hold an open and free election on any conceivable franchise. The so-called Parliament of Saints which met in 1653 after the dissolution of the Rump was hardly more than a council sent up from trustworthy Independent groups and chosen by caucus methods.

Similarly in France, the victors of June 2nd did not dare go to the people. As a gesture they promulgated the so-called Constitution of 1793, based on universal suffrage, bill of rights, and the rest of the paraphernalia of democracy, but they took good care to go no further than printing it. It was never put into effect.

The Bolsheviks had for months attacked the Provisional government for not calling a constituent assembly. Such an assembly was finally chosen by universal suffrage just before the Bolshevik coup. In it the Bolsheviks were in a minority. Lenin dissolved this constituent assembly in January, 1918, with a light heart, but many of his followers, in spite of their Marxist training, were really hurt by such a defiance of democratic sentiments and traditions. Many good Jacobins were also worried by the fact of their new dictatorship.

Theory came to provide a salve to wounded consciences. The theory of revolutionary dictatorship is very nearly identical in all three of our revolutions. Liberty for everyone, liberty full, free, and fair, is of course the ultimate goal. But such liberty at present would mean that men corrupted by the bad old ways would be able to realize their wicked plans, restore the bad old institutions, and frustrate the good men. On reflection, the extremist continues, it is clear that we must distinguish between liberty for those who deserve it, and liberty for those who don’t, which latter is, of course, false liberty, pseudo-liberty, license or anarchy. God had given liberty to the Saints--true liberty, which is obedience to Him--but he clearly did not give liberty to sinners. You repress papists as you would repress devils. To argue that such sinners ought to be left alone would have seemed to seventeenth-century English Puritans as absurd as it would to us to suggest that yellow-fever-bearing mosquitoes be left alone. Robespierre himself phrased it with classic neatness: the revolutionary government, he said, was the despotism of liberty against tyranny. For Marx, the dictatorship of the proletariat is a necessary transitional stage, in which the last vestiges of capitalistic methods and capitalistic mentality are wiped out. Ruthless use of force will be necessary in this period--unfortunately of indeterminate length. Once a capitalist, always a capitalist, apparently. But when men are finally brothers, then the freedom of the classless society will finally begin.

Solaced by the knowledge that they are serving Liberty--in the high, true sense of the word--by a rigorous application of what to the unbeliever seems tyranny, the extremists go ahead to consolidate their power through institutions. Before we attempt a brief, generalized description of these institutions, we may note another uniformity. With the triumph of the extremists as we have defined them, the process of transfer of power from Right to Left ceases. The extremists are not indeed exempt from the difficulty other triumphant groups had faced from the very beginning of the revolutionary process. They develop internal conflicts, tend to split up into groups too hostile among themselves for co-operation. But these groups cannot be neatly ranged from Right to Left; and their dissension is ended quickly and without even the turmoil and confusion of a coup d’état. The dissensions have by now become so subtly doctrinal, so remote from the masses of the population, that they can be centered on a few leaders. And they are settled by the banishment or “judicial murder”--as it seems to the defeated partisans--of some of these leaders. What began with large-scale popular uprisings has now come to the dramatic intimacy of a courtroom.

France is here the clearest case. The victorious Montagnards of June 2nd divided into three major factions, that of which Robespierre stands as the head, that of Danton, and that of Hébert. There were, of course, sub-factions, wheels within wheels, and had Marat not been assassinated in the summer of 1793, there might have been still further complications. Robespierre, eventually victorious, rationalized the situation as a conflict between the true revolutionaries on one hand and the Ultra-revolutionaries (Hébert) and the Citra-revolutionaries (Danton) on the other. He was, to himself, the golden and virtuous mean between proletarian vice and bourgeois corruption. The actual situation is almost unbelievably complicated, and only the narrative historian with plenty of space to command can disentangle it. Both Dantonists and Hébertists, “traitors” and “anarchists,” were condemned before the Revolutionary Tribunal, and went to the guillotine in two large and rather miscellaneous batches. For the next few months, the “faction of Robespierre” was in complete control of France.

The victorious Independents in England in 1649 found themselves facing an astonishing variety of sects which had been carried along to triumph in the general good work for the cause of complete toleration of all Dissenters. We shall in a moment have a word to say about the doctrinal aspect of these groups. Meantime we may note that not only did Cromwell continue to keep down papists, prelatists, and Presbyterians, but he and his officers saw to it that Fifth Monarchy Men, Diggers, Levellers, Millenarians, Quakers, and the rest were not allowed to try out their wilder schemes in practice. The Diggers could dig no more in this earth. The old tactics of “no enemy to the Left,” which had held ever since the beginning of the revolution, were now definitely abandoned. As Professor Trevelyan has written, “All revolutionists, the moment they undertake the actual responsibilities, become in some sort conservatives. Robespierre guillotined the Anarchists. The first administrative act of the [English] Regicides was to silence the Levellers.” There are, then, if you like, those more extreme than the group we have called the extremists. But such men are of the lunatic fringe. They are the impractical people erroneously thought by some conservatives to be typical revolutionists. They definitely do not attain power.

The Russian situation is still somewhat obscured in respect to the opposition to official Bolshevism after October, 1917, and this obscurity seems in some ways thicker than ever today. Nevertheless it is clear that even while Lenin was alive, and especially in the year or so after the October revolution, there were a good many stresses and strains within the Bolshevik party, and that Lenin and his followers suppressed opposing groups even when they claimed to be more “revolutionary” than the Leninists. Thanks to the excellent discipline of the Bolshevik party and to the particularly pressing nature of the war against the Whites and the Allies, these quarrels were not as public as they had been in England and in France. The recent Moscow trials seem to belong to a different phase of revolution, or rather, are internal difficulties of a specific state that has gone through the cycle of revolution. In spite of certain superficial analogies, they do not seem to be a part of the uniformity we are here discussing.

These little opposition factions are inextricably woven in with various eccentric groups which are not completely stilled until the height of the Terror--if even then. They represent, as we have seen, the lunatic fringes common to any complex civilization, and they are especially active and vocal in the early stages of our revolutions, and during the struggle between moderates and extremists. They are less important in the actual course of these revolutions than conservative historians, and conservatives generally, like to make out. But they are interesting variations in the main body of revolutionary orthodoxy, and they illuminate in many ways the general history of heresy and heretics.

“Never did the human mind attain such a magnificent height of self-assertiveness as in England about the year 1650,” wrote Lytton Strachey. And certainly what we now think of as almost a racially founded British love for the middle-of-the-road is not very evident in these years. Strachey ironically lists the possibility of becoming a Behmenist, a Bidellian, a Coppinist, a Salmonist, a Dipper, a Traskite, a Tyronist, a Philadelphian, Christadelphian, or Seventh Day Baptist, omitting the subject he was actually writing about, Ludovic Muggleton, founder of the still-existing Muggletonians. The terms mean almost as little to us today as do those with which John Goodwin is referred to in the third volume of Gangraena: “a monotonous sectary, a compound of Socinianism, Arminianism, Libertinism, Antinomianism, Independency, Popery and Skepticism.” This is a marvelous compound of contradictions, as though a man today were called a mixture of Communism, Hitlerism, Fascism, Republicanism and Prohibitionism. As Mr. Gooch has said, the English revolution presents some of the most remarkable communistic speculations in history. As early as 1647 John Hare published a pamphlet, Plain English to our Wilful Bearers of Normanism, in which he attacked the institution of private property without being very clear about what might take its place. Chamberlen, in his Poor Man’s Advocate, urged the nationalization of all Crown and Church possessions, the resumption of all common lands that had been enclosed. This land was to be called the national stock, and was to be administered for the benefit of the poor.

The Diggers, however, are the most remarkable of these communistic groups, if only because they tried to put their ideas into practice. The movement was prefaced by an obscure pamphlet of December, 1648, with a title quite characteristic of the age, Light Shining in Buckinghamshire. Early in April of 1649 one Everard, a cashiered soldier of the New Model, with a few followers came to St. George’s Hill in Surrey “and began to dig, and sowed the ground with parsnips, carrots, and beans.” A voice, said Everard, had bidden him dig and plow the earth and receive the fruits thereof. They did not intend to meddle with enclosed land, but simply to take what was common and untilled and make it fruitful. For the time being General Fairfax, who seems to have regarded them as harmless fanatics, left them to their digging.

The apocalyptic touch is even more striking, if possible, in the Millenarians or Fifth Monarchy men. These held that the fourth monarchy of the Bible was drawing to a close, and that the fifth monarchy, or reign of the saints, was at hand.... They, of course, were the saints. They split, however, over the question as to whether or not it was proper for them to aid divine providence. Some of them held that the Lord was in himself quite equal to the task of overthrowing the mighty of this world; others believed that it was lawful, and presumably helpful, to combat the Lord’s enemies with the material sword, and hasten the day when the saints should possess riches and reign with Him on earth. Their dilemma reminds one somewhat of that facing nineteenth-century Socialists, forced to choose between the militants and the revisionists.

In comparison with the wealth of imagination the English put into the effort to bring heaven to earth, the other two revolutions seem poverty-stricken. Perhaps the old Anglo-Saxon belief that the French lack imaginative depth is valid, but surely this cannot be brought up against the Russians. Perhaps the answer is simply that as sources of imaginative inspiration neither the Enlightenment of the eighteenth-century philosophes nor the dialectic materialism of the Marxist can hold a candle to the King James version of the Bible. Yet France was by no means unproductive on the side of the lunatic fringe. The Enragés, led by Varlet and Roux, and based largely on the poorer sections of Paris, seem to have held a vaguely communistic doctrine. At any rate, they were definitely against the rich, against the new merchant aristocracy. The Hébertistes, another popular Parisian group sometimes confused with the Enragés, had largely yellow journalists and ward spoilsmen as leaders, but their main body must have nourished vaguely Utopian dreams. Then there was the incredible little circle around Catherine Théot, “Mother of God”--with Robespierre designated at least as one of the manifestations of God. It does indeed seem likely that republican professors in France are right, and that much of this was stirred up by Robespierre’s enemies to make him seem ridiculous; for even at the crisis period of revolutions some men retain a sense of humor. Yet the fact remains that Catherine Théot and her circle existed.

In Russia the completeness and quickness of the Bolshevik victory probably explains the relative lack of rival Utopias. It is true that from 1918 to 1921 the Bolsheviks were forced to fight off Whites and Allies on a dozen fronts, and that in a region like the Ukraine, for instance, you can find everything from Czarist rulers through mild narodniks and partisan or guerilla rulers to pure Reds. But there is a dog-eat-dog cruelty in the Russian revolution that seems to exclude the mild delusions of an Everard or a Catherine Théot.

IV. The Machinery of Dictatorship

The dictatorship of the extremists is embodied in governmental forms as a rough-and-ready centralization. In detail these forms vary in our different societies, but the Commonwealth in England, the gouvernement révolutionnaire in France and the Bolshevik dictatorship during the period of “war communism” in Russia all display uniformities of the kind the systematist in biology or zoology would not hesitate to catalogue as uniformities. Notably the making of final decisions in a wide range of matters is taken away from local and secondary authorities, especially if those authorities have been “democratically” elected, and is concentrated on a few persons in the national capital. Though names like Cromwell, Robespierre, and Lenin stand out as those of rulers, and although these men did exercise unquestioned power in many ways, the characteristic form of this supreme authority is that of a committee. The government of the Terror is a dictatorship in commission.

This centralized executive commission--Committee of Public Safety, the All-Russian Central Executive Committee (Vtsik)--rests on a supine if talkative legislative body--Rump, Convention, All-Russian Congress of Soviets--and gets its orders carried out by an extemporized bureaucracy, largely recruited from party workers, and from that club-sect-pressure-group we have seen as the body of the extremist group. The old law courts cannot work, at least in their traditional manner. They are therefore supplemented by extraordinary courts, revolutionary tribunals, or are wholly transformed by new appointments and by special jurisdictions. Finally, a special sort of revolutionary police appears. The Russian Cheka is familiar to everyone with the slightest knowledge of recent history. In France the comité de surété générale and the comités révolutionnaires fulfilled these police functions; in the English revolution they were carried out very effectively by the new Independent parish clergy, aided by various ad hoc committees in the army. But in England the whole fabric of governmental centralization was rudimentary and simple--Cromwell’s own anomalous dictatorship, the new Court set up by the Rump in March, 1650, in which legislative, administrative, and judicial powers were as thoroughly combined as ever in the Star Chamber, the curious experiment of the Major Generals in 1655-56. The fact of the centralization in England is, however, unquestionable. Even the sacred functions of that holiest guardian of English local liberties, the Justice of the Peace, were under attack all during the domination of the extremists.

These extemporized dictatorships were faced not only with the ordinary problems of government, but with civil and foreign war, and with at least a certain number of actual reform measures which they had to try to put through. Notably in the French and Russian revolutions, the new government had to administer what, to avoid dispute as to the meaning of Socialism, we may call measures of economic planning--fixed prices and wages, managed currency, food rationing, and so on. We need not here bother with the problem as to whether in France these were purely war measures or not. The point is that the government found itself obliged to try to administer them. In Russia, of course, there were conscious efforts to embody Marxist Socialism in working institutions.

But these were all very rough-and-ready forms of dictatorship. The governments of the Terror were on the whole much less efficient, less effectively absolute than many peacetime governments with nowhere near their reputation for absoluteness. Indeed, one of the reasons why they seem so tyrannical and hard to bear, even retrospectively, is precisely because they were so inefficient. They got their big tasks done--saved England, France, and Russia from dissolution or conquest, but they did it very messily and, in detail, very badly. The actual administrators were usually inexperienced, were often petty fanatics, often incompetent blow-hards who had risen to prominence in the clubs or the party. They were under tremendous pressure from above to get results. They were frequently in charge of operations very close to the heart of the revolution as an economic movement--confiscation of Royalist estates and clerical livings in England, disposition of the confiscated lands of clergy and émigrés in France, nationalization of land and factories in Russia--which gave them grand opportunities for graft. They had to work with a population many if not most of whom were distrustful or hostile. Small wonder then that these reigns of terror stand out rather for irregular acts of violence, that their full history is a matter of incredible complexity. Nothing is more illuminating in the study of these revolutions than the study of local history. Here you see the Terror as it really was, no steady and efficient rule from above, as in an army or in Sparta, but a state of suspense and fear, a dissolution of the sober little uniformities of provincial life. Much depends on the accidents of personality--a sensible squire, a moderate and able local revolutionary or two, and a given village may go through a revolution fairly serenely. In others, terror may rule as bitterly as in the capital.

This inefficiency of the governments of the crisis period comes out clearly in their attempts to regulate and control the economic life of the state. This whole matter has probably very little to do with the general problem of what is known as “economic planning.” Again we must emphasize that we are concerned only with the anatomies of certain specific revolutions. Suffice it to say that in France in 1793-94 and in Russia in 1918-21 armies were fed and supplied with munitions, and some civilians kept alive at any rate, under a pretty absolute state control of economic activity. The French maximum meant of course price- and wage-fixing, and the Russian war communism was an even more complete form of central planning. Yet in France violation of the maximum was as frequent as bootlegging used to be in this country, and the detailed history of the maximum seen as part of local history would certainly provide some amusing bits. In Russia illegal trading in the war years was again very like our bootlegging. The famous Sukharevka Market in Moscow was occasionally raided but on the whole winked at by Lenin’s government. All city dwellers who could possibly do so made trips to the country to bargain with peasants for forbidden food supplies. Here again the intimate little details of daily life are fascinating, and call for the full talents of the social historian.

There seems to be a pretty unanimous admission by historians, even when they are hostile to revolutions in general, that during the crisis period ordinary crimes of violence are rare. There may be plenty of cruelty and corruption among these new administrators and judges, the new regime may be very far from insuring peace and order, but conventional robbers, cutthroats, kidnapers, and their like are not very active. Your good stupid Tory has a simple explanation: they’ve all got government jobs. We can, however, hardly accept this as a blanket explanation. It seems likely that the ordinary criminals are for the moment pretty well cowed by the general crusade against ordinary vice and crime which is a part of the crisis period and to which we are coming shortly. Petty thieves and in several instances even prostitutes were summarily disposed of by what amounts to lynch law during the French revolution, and similar instances can be found in England and Russia. One need not accept it as a general suggestion that you can always cow criminals by lynching; here, as throughout this book, we are studying a particular set of events, seeking some rough uniformities, and making no attempt at general conclusions in any such field as criminology. It may be that in the general tension, in the extraordinary widening of public concerns until privacy is almost impossible, so private a thing as ordinary crime is difficult. The criminal is disturbed, not only by fear of being lynched, but by an indefinable general fear which he shares with ordinary citizens. For fear needs no object, and in the Terror often has none. It must be remembered that this crisis period is brief--a few months, a few years at the most. At any rate, again a simple uniformity stands out: a considerable lessening in the number of ordinary crimes is to be noted during the crisis period. Mr. Chamberlin notes that Moscow in 1918-19 was a very safe place to live in--if you could get enough to eat and keep warm.

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