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Japan: an Attempt At Interpretation · Lafcadio Hearn — chapter 3 of 36 · ~4,572 words · public domain

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No more than the primitive ancestor-worshippers of Aryan race did the early Japanese think of their dead as ascending to some extra-mundane region of light and bliss, or as descending into some realm of torment. They thought of their dead as still inhabiting this world, or at least as maintaining with it a constant communication. Their earliest sacred records do, indeed, make mention of an underworld, where mysterious Thunder-gods and evil goblins dwelt in corruption; but this vague world of the dead communicated with the world of the living; and the spirit there, though in some sort attached to its decaying envelope, could still receive upon earth the homage and the offerings of men. Before the advent of Buddhism, there was no idea of a heaven or a hell. The ghosts of the departed were thought of as constant presences, needing propitiation, and able in some way to share the pleasures and the pains of the living. They required food and drink and light; and in return for these; they could confer benefits. Their bodies had melted into earth; but their spirit-power still lingered in the upper world, thrilled its substance, moved in its winds and waters. By death they had acquired mysterious force;--they had become "superior ones," Kami, gods.

That is to say, gods in the oldest Greek and Roman sense. Be it observed that there were no moral distinctions, East or West, in this deification. "All the dead become gods," wrote the great Shinto commentator, Hirata. So likewise, in the thought of the early Greeks and even of the late Romans, all the dead became gods. M. de Coulanges observes, in La Cite Antique: "This kind of apotheosis was not the privilege of the great alone. no distinction was made .... It was not even necessary to have been a virtuous man: the wicked man became a god as well as the good man,--only that in this after-existence, he retained the evil inclinations of his former life." Such also was the case in Shinto belief: the good man became a beneficent divinity, the bad man an evil deity,--but all alike became Kami. "And since there are bad as well as good gods," wrote Motowori, "it is necessary to propitiate them with offerings of agreeable food, playing the harp, blowing the flute, singing and dancing and whatever is likely to put them in a good humour." The Latins called the maleficent ghosts of the dead, Larvae, and called the beneficent or harmless ghosts, Lares, or Manes, or Genii, according to Apuleius. But all alike were gods,--dii-manes; and Cicero admonished his readers to render to all dii-manes the rightful worship: "They are men," he declared, "who have departed from this life;-consider them divine beings ...."

In Shinto, as in old Greek belief, to die was to enter into the possession of superhuman power, to become capable of conferring benefit or of inflicting misfortune by supernatural means .... But yesterday, such or such a man was a common toiler, a person of no importance;--to-day, being dead, he becomes a divine power, and his children pray to him for the prosperity of their undertakings. Thus also we find the personages of Greek tragedy, such as Alcestis, suddenly transformed into divinities by death, and addressed in the language of worship or prayer. But, in despite of their supernatural power, the dead are still dependent upon the living for happiness. Though viewless, save in dreams, they need earthly nourishment and homage,--food and drink, and the reverence of their descendants. Each ghost must rely for such comfort upon its living kindred;--only through the devotion of that kindred can it ever find repose. Each ghost must have shelter,--a fitting tomb;--each must have offerings. While honourably sheltered and properly nourished the spirit is pleased, and will aid in maintaining the good-fortune of its propitiators. But if refused the sepulchral home, the funeral rites, the offerings of food and fire and drink, the spirit will suffer from hunger and cold and thirst, and, becoming angered, will act malevolently and contrive misfortune for those by whom it has been neglected .... Such were the ideas of the old Greeks regarding the dead; and such were the ideas of the old Japanese.

Although the religion of ghosts was once the religion of our own forefathers--whether of Northern or Southern Europe,--and although practices derived from it, such as the custom of decorating graves with flowers, persist to-day among our most advanced communities,--our modes of thought have so changed under the influences of modern civilization that it is difficult for us to imagine how people could ever have supposed that the happiness of the dead depended upon material food. But it is probable that the real belief in ancient European societies was much like the belief as it exists in modern Japan. The dead are not supposed to consume the substance of the food, but only to absorb the invisible essence of it. In the early period of ancestor-worship the food-offerings were large; later on they were made smaller and smaller as the idea grew up that the spirits required but little sustenance of even the most vapoury kind. But, however small the offerings, it was essential that they should be made regularly. Upon these shadowy repasts depended the well-being of the dead; and upon the well-being of the dead depended the fortunes of the living. Neither could dispense with the help of the other. the visible and the invisible worlds were forever united by bonds innumerable of mutual necessity; and no single relation of that union could be broken without the direst consequences.

The history of all religious sacrifices can be traced back to this ancient custom of offerings made to ghosts; and the whole Indo-Aryan race had at one time no other religion than this religion of spirits. In fact, every advanced human society has, at some period of its history, passed through the stage of ancestor-worship; but it is to the Far East that we must took to-day in order to find the cult coexisting with an elaborate civilization. Now the Japanese ancestor-cult--though representing the beliefs of a non-Aryan people, and offering in the history of its development various interesting peculiarities--still embodies much that is characteristic of ancestor-worship in general. There survive in it especially these three beliefs, which underlie all forms of persistent ancestor-worship in all climes and countries:--

I.--The dead remain in this world,--haunting their tombs, and also their former homes, and sharing invisibly in the life of their living descendants;--

II.--All the dead become gods, in the sense of acquiring supernatural power; but they retain the characters which distinguished them during life;--

III.--The happiness of the dead depends upon the respectful service rendered them by the living; and the happiness of the living depends upon the fulfilment of pious duty to the dead.

To these very early beliefs may be added the following, probably of later development, which at one time must have exercised immense influence:--

IV.--Every event in the world, good or evil,--fair seasons or plentiful harvests,--flood and famine,--tempest and tidal-wave and earthquake,--is the work of the dead.

V.--All human actions, good or bad, are controlled by the dead.

The first three beliefs survive from the dawn of civilization, or before it,--from the time in which the dead were the only gods, without distinctions of power. The latter two would seem rather of the period in which a true mythology--an enormous polytheism--had been developed out of the primitive ghost-worship. There is nothing simple in these beliefs: they are awful, tremendous beliefs; and before Buddhism helped to dissipate them, their pressure upon the mind of a people dwelling in a land of cataclysms, must have been like an endless weight of nightmare. But the elder beliefs, in softened form, are yet a fundamental part of the existing cult. Though Japanese ancestor-worship has undergone many modifications in the past two thousand years, these modifications have not transformed its essential character in relation to conduct; and the whole framework of society rests upon it, as on a moral foundation. The history of Japan is really the history of her religion. No single fact in this connection is more significant than the fact that the ancient Japanese term for government--matsuri-goto--signifies liberally "matters of worship." Later on we shall find that not only government, but almost everything in Japanese society, derives directly or indirectly from this ancestor-cult; and that in all matters the dead, rather than the living, have been the rulers of the nation and--the shapers of its destinies.

THE RELIGION OF THE HOME

Three stages of ancestor-worship are to be distinguished in the general course of religious and social evolution; and each of these finds illustration in the history of Japanese society. The first stage is that which exists before the establishment of a settled civilization, when there is yet no national ruler, and when the unit of society is the great patriarchal family, with its elders or war-chiefs for lords. Under these conditions, the spirits of the family-ancestors only are worshipped;--each family propitiating its own dead, and recognizing no other form of worship. As the patriarchal families, later on, become grouped into tribal clans, there grows up the custom of tribal sacrifice to the spirits of the clan-rulers;--this cult being superadded to the family-cult, and marking the second stage of ancestor-worship. Finally, with the union of all the clans or tribes under one supreme head, there is developed the custom of propitiating the spirits of national, rulers. This third form of the cult becomes the obligatory religion of the country; but it does not replace either of the preceding cults: the three continue to exist together.

Though, in the present state of our knowledge, the evolution in Japan of these three stages of ancestor-worship is but faintly traceable, we can divine tolerably well, from various records, how the permanent forms of the cult were first developed out of the earlier funeral-rites. Between the ancient Japanese funeral customs and those of antique Europe, there was a vast difference,--a difference indicating, as regards Japan, a far more primitive social condition. In Greece and in Italy it was an early custom to bury the family dead within the limits of the family estate; and the Greek and Roman laws of property grew out of this practice. Sometimes the dead were buried close to the house. The author of 'La Cite Antique' cites, among other ancient texts bearing upon the subject, an interesting invocation from the tragedy of Helen, by Euripides:--"All hail! my father's tomb! I buried thee, Proteus, at the place where men pass out, that I might often greet thee; and so, even as I go out and in, I, thy son Theoclymenus, call upon thee, father! ..." But in ancient Japan, men fled from the neighbourhood of death. It was long the custom to abandon, either temporarily, or permanently, the house in which a death occurred; and we can scarcely suppose that, at any time, it was thought desirable to bury the dead close to the habitation of the surviving members of the household. Some Japanese authorities declare that in the very earliest ages there was no burial, and that corpses were merely conveyed to desolate places, and there abandoned to wild creatures. Be this as it may, we have documentary evidence, of an unmistakable sort, concerning the early funeral-rites as they existed when the custom of burying had become established,--rites weird and strange, and having nothing in common with the practices of settled civilization. There is reason to believe that the family-dwelling was at first permanently, not temporarily, abandoned to the dead; and in view of the fact that the dwelling was a wooden hut of very simple structure, there is nothing improbable in the supposition. At all events the corpse was left for a certain period, called the period of mourning, either in the abandoned house where the death occurred, or in a shelter especially built for the purpose; and, during the mourning period, offerings of food and drink were set before the dead, and ceremonies performed without the house. One of these ceremonies consisted in the recital of poems in praise of the dead,--which poems were called shinobigoto. There was music also of flutes and drums, and dancing; and at night a fire was kept burning before the house. After all this had been done for the fixed period of mourning--eight days, according to some authorities, fourteen according to others--the corpse was interred. It is probable that the deserted house may thereafter have become an ancestral temple, or ghost-house,--prototype of the Shinto miya.

At an early time,--though when we do not know,--it certainly became the custom to erect a moya, or "mourning-house" in the event of a death; and the rites were performed at the mourning-house prior to the interment. The manner of burial was very simple: there were yet no tombs in the literal meaning of the term, and no tombstones. Only a mound was thrown up over the grave; and the size of the mound varied according to the rank of the dead.

The custom of deserting the house in which a death took place would accord with the theory of a nomadic ancestry for the Japanese people: it was a practice totally incompatible with a settled civilization like that of the early Greeks and Romans, whose customs in regard to burial presuppose small landholdings in permanent occupation. But there may have been, even in early times, some exceptions to general custom--exceptions made by necessity. To-day, in various parts of the country, and perhaps more particularly in districts remote from temples, it is the custom for farmers to bury their dead upon their own lands.

--At regular intervals after burial, ceremonies were performed at the graves; and food and drink were then served to the spirits. When the spirit-tablet had been introduced from China, and a true domestic cult established, the practice of making offerings at the place of burial was not discontinued. It survives to the present time,--both in the Shinto and the Buddhist rite; and every spring an Imperial messenger presents at the tomb of the Emperor Jimmu, the same offerings of birds and fish and seaweed, rice and rice-wine, which were made to the spirit of the Founder of the Empire twenty-five hundred years ago. But before the period of Chinese influence the family would seem to have worshipped its dead only before the mortuary house, or at the grave; and the spirits were yet supposed to dwell especially in their tombs, with access to some mysterious subterranean world. They were supposed to need other things besides nourishment; and it was customary to place in the grave various articles for their ghostly use,--a sword, for example, in the case of a warrior; a mirror in the case of a woman,--together with certain objects, especially prized during life,--such as objects of precious metal, and polished stones or gems .... At this stage of ancestor-worship, when the spirits are supposed to require shadowy service of a sort corresponding to that exacted during their life-time in the body, we should expect to hear of human sacrifices as well as of animal sacrifices. At the funerals of great personages such sacrifices were common. Owing to beliefs of which all knowledge has been lost, these sacrifices assumed a character much more cruel than that of the immolations of the Greek Homeric epoch. The human victims* were buried up to the neck in a circle about the grave, and thus left to perish under the beaks of birds and the teeth of wild beasts. [*How the horses and other animals were sacrificed, does not clearly appear.] The term applied to this form of immolation,--hitogaki, or "human hedge,"--implies a considerable number of victims in each case. This custom was abolished, by the Emperor Suinin, about nineteen hundred years ago; and the Nihongi declares that it was then an ancient custom. Being grieved by the crying of the victims interred in the funeral mound erected over the grave of his brother, Yamato-hiko-no-mikoto, the Emperor is recorded to have said: "It is a very painful thing to force those whom one has loved in life to follow one in death. Though it be an ancient custom, why follow it, if it is bad? From this time forward take counsel to put a stop to the following of the dead." Nomi-no-Sukune, a court-noble--now apotheosized as the patron of wrestlers--then suggested the substitution of earthen images of men and horses for the living victims; and his suggestion was approved. The hitogaki, was thus abolished; but compulsory as well as voluntary following of the dead certainly continued for many hundred years after, since we find the Emperor Kotoku issuing an edict on the subject in the year 646 A.D.:--

"When a man dies, there have been cases of people sacrificing themselves by strangulation, or of strangling others by way of sacrifice, or of compelling the dead man's horse to be sacrificed, or of burying valuables in the grave in honour of the dead, or of cutting off the hair and stabbing the thighs and [in that condition] pronouncing a eulogy on the dead. Let all such old customs be entirely discontinued."--Nihongi; Aston's translation.

As regarded compulsory sacrifice and popular custom, this edict may have had the immediate effect desired; but voluntary human sacrifices were not definitively suppressed. With the rise of the military power there gradually came into existence another custom of junshi, or following one's lord in death,--suicide by the sword. It is said to have begun about 1333, when the last of the Hojo regents, Takatoki, performed suicide, and a number of his retainers took their own lives by harakiri, in order to follow their master. It may be doubted whether this incident really established the practice. But by the sixteenth century junshi had certainly become an honoured custom among the samurai. Loyal retainers esteemed it a duty to kill themselves after the death of their lord, in order to attend upon him during his ghostly journey. A thousand years of Buddhist teaching had not therefore sufficed to eradicate all primitive notions' of sacrificial duty. The practice continued into the time of the Tokugawa shogunate, when Iyeyasu made laws to check it. These laws were rigidly applied,--the entire family of the suicide being held responsible for a case of junshi: yet the custom cannot be said to have become extinct until considerably after the beginning of the era of Meiji. Even during my own time there have been survivals,--some of a very touching kind: suicides performed in hope of being able to serve or aid the spirit of master or husband or parent in the invisible world. Perhaps the strangest case was that of a boy fourteen years old, who killed himself in order to wait upon the spirit of a child, his master's little son.

The peculiar character of the early human sacrifices at graves, the character of the funeral-rites, the abandonment of the house in which death had occurred.--all prove that the early ancestor-worship was of a decidedly primitive kind. This is suggested also by the peculiar Shinto horror of death as pollution: even at this day to attend a funeral,--unless the funeral be conducted after the Shinto rite,--is religious defilement. The ancient legend of Izanagi's descent to the nether world, in search of his lost spouse, illustrates the terrible beliefs that once existed as to goblin-powers presiding over decay. Between the horror of death as corruption, and the apotheosis of the ghost, there is nothing incongruous: we must understand the apotheosis itself as a propitiation. This earliest Way of the Gods was a religion of perpetual fear. Not ordinary homes only were deserted after a death: even the Emperors, during many centuries, were wont to change their capital after the death of a predecessor. But, gradually, out of the primal funeral-rites, a higher cult was evolved. The mourning-house, or moya, became transformed into the Shinto temple, which still retains the shape of the primitive hut. Then under Chinese influence, the ancestral cult became established in the home; and Buddhism at a later day maintained this domestic cult. By degrees the household religion became a religion of tenderness as well as of duty, and changed and softened the thoughts of men about their dead. As early as the eighth century, ancestor-worship appears to have developed the three principal forms under which it still exists; and thereafter the family-cult began to assume a character which offers many resemblances to the domestic religion of the old European civilizations.

Let us now glance at the existing forms of this domestic cult,--the universal religion of Japan. In every home there is a shrine devoted to it. If the family profess only the Shinto belief, this shrine, or mitamaya* ("august-spirit-dwelling"),--tiny model of a Shinto temple,--is placed upon a shelf fixed against the wall of some inner chamber, at a height of about six feet from the floor. Such a shelf is called Mitama-San-no-tana, or--"Shelf of the august spirits." [*It is more popularly termed miya, "august house,"--a name given to the ordinary Shinto temples.] In the shrine are placed thin tablets of white wood, inscribed with the names of the household dead. Such tablets are called by a name signifying "spirit-substitutes" (mitamashiro), or by a probably older name signifying "spirit-sticks." ... If the family worships its ancestors according to the Buddhist rite, the mortuary tablets are placed in the Buddhist household-shrine, or Butsudan, which usually occupies the upper shelf of an alcove in one of the inner apartments. Buddhist mortuary-tablets (with some exceptions) are called ihai,--a term signifying "soul-commemoration." They are lacquered and gilded, usually having a carved lotos-flower as pedestal; and they do not, as a rule, bear the real, but only the religious and posthumous name of the dead. Now it is important to observe that, in either cult, the mortuary tablet actually suggests a miniature tombstone--which is a fact of some evolutional interest, though the evolution itself should be Chinese rather than Japanese. The plain gravestones in Shinto cemeteries resemble in form the simple wooden ghost-sticks, or spirit-sticks; while the Buddhist monuments in the old-fashioned Buddhist graveyards are shaped like the ihai, of which the form is slightly varied to indicate sex and age, which is also the case with the tombstone.

The number of mortuary tablets in a household shrine does not generally exceed five or six,--only grandparents and parents and the recently dead being thus represented; but the name of remoter ancestors are inscribed upon scrolls, which are kept in the Butsudan or the mitamaya.

Whatever be the family rite, prayers are repeated and offerings are placed before the ancestral tablets every day. The nature of the offerings and the character of the prayers depend upon the religion of the household; but the essential duties of the cult are everywhere the same. These duties are not to be neglected under any circumstances; their performance in these times is usually intrusted to the elders, or to the women of the household.*

Speaking of the ancient custom (once prevalent in every Japanese household, and still observed in Shinto homes) of making offerings to the deities of the cooking range and of food, Sir Ernest Satow observes: "The rites in honour of these gods were at first performed by the head of the household; but in after-times the duty came to he delegated to the women of the family" (Ancient Japanese Rituals). We may infer that in regard to the ancestral rites likewise, the same transfer of duties occurred at an early time, for obvious reasons of convenience. When the duty devolves upon the elders of the family--grandfather and grandmother--it is usually the grandmother who attends to the offerings. In the Greek and Roman household the performance of the domestic rites appears to have been obligatory upon the head of the household; but we know that the women took part in them.

There is no long ceremony, no imperative rule about prayers, nothing solemn: the food-offerings are selected out of the family cooking; the murmured or whispered invocations are short and few. But, trifling as the rites may seem, their performance must never be overlooked. Not to make the offerings is a possibility undreamed of: so long as the family exists they must be made.

To describe the details of the domestic rite would require much space,--not because they are complicated in themselves, but because they are of a sort unfamiliar to Western experience, and vary according to the sect of the family. But to consider the details will not be necessary: the important matter is to consider the religion and its beliefs in relation to conduct and character. It should be recognized that no religion is more sincere, no faith more touching than this domestic worship, which regards the dead as continuing to form a part of the household life, and needing still the affection and the respect of their children and kindred. Originating in those dim ages when fear was stronger than love,--when the wish to please the ghosts of the departed must have been chiefly inspired by dread of their anger,--the cult at last developed into a religion of affection; and this it yet remains. The belief that the dead need affection, that to neglect them is a cruelty, that their happiness depends upon duty, is a belief that has almost cast out the primitive fear of their displeasure. They are not thought of as dead: they are believed to remain among those who loved them. Unseen they guard the home, and watch over the welfare of its inmates: they hover nightly in the glow of the shrine-lamp; and the stirring of its flame is the motion of them. They dwell mostly within their lettered tablets;--sometimes they can animate a tablet,--change it into the substance of a human body, and return in that body to active life, in order to succour and console. From their shrine they observe and hear what happens in the house; they share the family joys and sorrows; they delight in the voices and the warmth of the life about them. They want affection; but the morning and the evening greetings of the family are enough to make them happy. They require nourishment; but the vapour of food contents them. They are exacting only as regards the daily fulfilment of duty. They were the givers of life, the givers of wealth, the makers and teachers of the present: they represent the past of the race, and all its sacrifices;--whatever the living possess is from them. Yet how little do they require in return! Scarcely more than to be thanked, as the founders and guardians of the home, in simple words like these:--"For aid received, by day and by night, accept, August Ones, our reverential gratitude."...

To forget or neglect them, to treat them with rude indifference, is the proof of an evil heart; to cause them shame by ill-conduct, to disgrace their name by bad actions, is the supreme crime. They represent the moral experience of the race: whosoever denies that experience denies them also, and falls to the level of the beast, or below it. They represent the unwritten law, the traditions of the commune, the duties of all to all: whosoever offends against these, sins against the dead. And, finally, they represent the mystery of the invisible: to Shinto belief, at least, they are gods.

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