Part 22

15. From the more general influence of Darwinism on the place of history in the system of human knowledge, we may turn to the influence of the principles and methods by which Darwin explained development. It had been recognised even by ancient writers (such as Aristotle and Polybius) that physical circumstances (geography, climate) were factors conditioning the character and history of a race or society. In the sixteenth century Bodin emphasised these factors, and many subsequent writers took them into account. The investigations of Darwin, which brought them into the foreground, naturally promoted attempts to discover in them the chief key to the growth of civilisation. Comte had expressly denounced the notion that the biological methods of Lamarck could be applied to social man. Buckle had taken account of natural influences, but had relegated them to a secondary plane, compared with psychological factors. But the Darwinian theory made it tempting to explain the development of civilisation in terms of "adaptation to environment," "struggle for existence," "natural selection," "survival of the fittest," etc.

The operation of these principles cannot be denied. Man is still an animal, subject to zoological as well as mechanical laws. The dark influence of heredity continues to be effective; and psychical development had begun in lower organic forms,--perhaps with life itself. The organic and the social struggles for existence are manifestations of the same principle. Environment and climatic influence must be called in to explain not only the differentiation of the great racial sections of humanity, but also the varieties within these sub-species and, it may be, the assimilation of distinct varieties. Ritter's Anthropogeography has opened a useful line of research. But on the other hand, it is urged that, in explaining the course of history, these principles do not take us very far, and that it is chiefly for the primitive ultra-prehistoric period that they can account for human development. It may be said that, so far as concerns the actions and movements of men which are the subject of recorded history, physical environment has ceased to act mechanically, and in order to affect their actions must affect their wills first; and that this psychical character of the causal relations substantially alters the problem. The development of human societies, it may be argued, derives a completely new character from the dominance of the conscious psychical element, creating as it does new conditions (inventions, social institutions, etc.) which limit and counteract the operation of natural selection, and control and modify the influence of physical environment. Most thinkers agree now that the chief clews to the growth of civilisation must be sought in the psychological sphere. Imitation, for instance, is a principle which is probably more significant for the explanation of human development than natural selection. Darwin himself was conscious that his principles had only a very restricted application in this sphere, as is evident from his cautious and tentative remarks in the 5th chapter of his Descent of Man. He applied natural selection to the growth of the intellectual faculties and of the fundamental social instincts, and also to the differentiation of the great races or "sub-species" (Caucasian, African, etc.) which differ in anthropological character.

16. But if it is admitted that the governing factors which concern the student of social development are of the psychical order, the preliminary success of natural science in explaining organic evolution by general principles encouraged sociologists to hope that social evolution could be explained on general principles also. The idea of Condorcet, Buckle, and others, that history could be assimilated to the natural sciences was powerfully reinforced, and the notion that the actual historical process, and every social movement involved in it, can be accounted for by sociological generalisations, so-called "laws," is still entertained by many, in one form or another. Dissentients from this view do not deny that the generalisations at which the sociologist arrives by the comparative method, by the analysis of social factors, and by psychological deduction may be an aid to the historian; but they deny that such uniformities are laws or contain an explanation of the phenomena. They can point to the element of chance coincidence. This element must have played a part in the events of organic evolution, but it has probably in a larger measure helped to determine events in social evolution. The collision of two unconnected sequences may be fraught with great results. The sudden death of a leader or a marriage without issue, to take simple cases, has again and again led to permanent political consequences. More emphasis is laid on the decisive actions of individuals, which cannot be reduced under generalisations and which deflect the course of events. If the significance of the individual will had been exaggerated to the neglect of the collective activity of the social aggregate before Condorcet, his doctrine tended to eliminate as unimportant the roles of prominent men, and by means of this elimination it was possible to found sociology. But it may be urged that it is patent on the face of history that its course has constantly been shaped and modified by the wills of individuals, which are by no means always the expression of the collective will; and that the appearance of such personalities at the given moments is not a necessary outcome of the conditions and cannot be deduced. Nor is there any proof that, if such and such an individual had not been born, some one else would have arisen to do what he did. In some cases there is no reason to think that what happened need ever have come to pass. In other cases, it seems evident that the actual change was inevitable, but in default of the man who initiated and guided it, it might have been postponed, and, postponed or not, might have borne a different cachet. I may illustrate by an instance which has just come under my notice. Modern painting was founded by Giotto, and the Italian expedition of Charles VIII, near the close of the sixteenth century, introduced into France the fashion of imitating Italian painters. But for Giotto and Charles VIII, French painting might have been very different. It may be said that "if Giotto had not appeared, some other great imitator would have played a role analogous to his, and that without Charles VIII there would have been the commerce with Italy, which in the long run would have sufficed to place France in relation with Italian artists. But the equivalent of Giotto might have been deferred for a century and probably would have been different; and commercial relations would have required ages to produce the rayonnement imitatif of Italian art in France, which the expedition of the royal adventurer provoked in a few years." Instances furnished by political history are simply endless. Can we conjecture how events would have moved if the son of Philip of Macedon had been an incompetent? The aggressive action of Prussia which astonished Europe in 1740 determined the subsequent history of Germany; but that action was anything but inevitable; it depended entirely on the personality of Frederick the Great.

Hence it may be argued that the action of individual wills is a determining and disturbing factor, too significant and effective to allow history to be grasped by sociological formulae. The types and general forms of development which the sociologist attempts to disengage can only assist the historian in understanding the actual course of events. It is in the special domains of economic history and Culturgeschichte which have come to the front in modern times that generalisation is most fruitful, but even in these it may be contended that it furnishes only partial explanations.

17. The truth is that Darwinism itself offers the best illustration of the insufficiency of general laws to account for historical development. The part played by coincidence, and the part played by individuals--limited by, and related to, general social conditions--render it impossible to deduce the course of the past history of man or to predict the future. But it is just the same with organic development. Darwin (or any other zoologist) could not deduce the actual course of evolution from general principles. Given an organism and its environment, he could not show that it must evolve into a more complex organism of a definite predetermined type; knowing what it has evolved into, he could attempt to discover and assign the determining causes. General principles do not account for a particular sequence; they embody necessary conditions; but there is a chapter of accidents too. It is the same in the case of history.

18. Among the evolutional attempts to subsume the course of history under general syntheses, perhaps the most important is that of Lamprecht, whose "kulturhistorische" attempt to discover and assign the determining causes. German history, exhibits the (indirect) influence of the Comtist school. It is based upon psychology, which, in his views, holds among the sciences of mind (Geisteswissenschaften) the same place (that of a Grundwissenschaft) which mechanics holds among the sciences of nature. History, by the same comparison, corresponds to biology, and, according to him, it can only become scientific if it is reduced to general concepts (Begriffe). Historical movements and events are of a psychical character, and Lamprecht conceives a given phase of civilisation as "a collective psychical condition (seelischer Gesamtzustand)" controlling the period, "a diapason which penetrates all psychical phenomena and thereby all historical events of the time." He has worked out a series of such phases, "ages of changing psychical diapason," in his Deutsche Geschichte, with the aim of showing that all the feelings and actions of each age can be explained by the diapason; and has attempted to prove that these diapasons are exhibited in other social developments, and are consequently not singular but typical. He maintains further that these ages succeed each other in a definite order; the principle being that the collective psychical development begins with the homogeneity of all the individual members of a society and, through heightened psychical activity, advances in the form of a continually increasing differentiation of the individuals (this is akin to the Spencerian formula). This process, evolving psychical freedom from psychical constraint, exhibits a series of psychical phenomena which define successive periods of civilisation. The process depends on two simple principles, that no idea can disappear without leaving behind it an effect or influence, and that all psychical life, whether in a person or a society, means change, the acquisition of new mental contents. It follows that the new have to come to terms with the old, and this leads to a synthesis which determines the character of a new age. Hence the ages of civilisation are defined as the "highest concepts for subsuming without exception all psychical phenomena of the development of human societies, that is, of all historical events." Lamprecht deduces the idea of a special historical science, which might be called "historical ethnology," dealing with the ages of civilisation, and bearing the same relation to (descriptive or narrative) history as ethnology to ethnography. Such a science obviously corresponds to Comte's social dynamics, and the comparative method, on which Comte laid so much emphasis, is the principal instrument of Lamprecht.

19. I have dwelt on the fundamental ideas of Lamprecht, because they are not yet widely known in England, and because his system is the ablest product of the sociological school of historians. It carries the more weight as its author himself is a historical specialist, and his historical syntheses deserve the most careful consideration. But there is much in the process of development which on such assumptions is not explained, especially the initiative of individuals. Historical development does not proceed in a right line, without the choice of diverging. Again and again, several roads are open to it, of which it chooses one--why? On Lamprecht's method, we may be able to assign the conditions which limit the psychical activity of men at a particular stage of evolution, but within those limits the individual has so many options, such a wide room for moving, that the definition of those conditions, the "psychical diapasons," is only part of the explanation of the particular development. The heel of Achilles in all historical speculations of this class has been the role of the individual.

The increasing prominence of economic history has tended to encourage the view that history can be explained in terms of general concepts or types. Marx and his school based their theory of human development on the conditions of production, by which, according to them, all social movements and historical changes are entirely controlled. The leading part which economic factors play in Lamprecht's system is significant, illustrating the fact that economic changes admit most readily this kind of treatment, because they have been less subject to direction or interference by individual pioneers.

Perhaps it may be thought that the conception of social environment (essentially psychical), on which Lamprecht's "psychical diapasons" depend, is the most valuable and fertile conception that the historian owes to the suggestion of the science of biology--the conception of all particular historical actions and movements as (1) related to and conditioned by the social environment, and (2) gradually bringing about a transformation of that environment. But no given transformation can be proved to be necessary (predetermined). And types of development do not represent laws; their meaning and value lie in the help they may give to the historian, in investigating a certain period of civilisation, to enable him to discover the inter-relations among the diverse features which it presents. They are, as some one has said, an instrument of heuretic method.

20. The man engaged in special historical researches--which have been pursued unremittingly for a century past, according to scientific methods of investigating evidence (initiated by Wolf, Niebuhr, Ranke)--have for the most part worked on the assumptions of genetic history or at least followed in the footsteps of those who fully grasped the genetic point of view. But their aim has been to collect and sift evidence, and determine particular facts; comparatively few have given serious thought to the lines of research and the speculations which have been considered in this paper. They have been reasonably shy of compromising their work by applying theories which are still much debated and immature. But historiography cannot permanently evade the questions raised by these theories. One may venture to say that no historical change or transformation will be fully understood until it is explained how social environment acted on the individual components of the society (both immediately and by heredity), and how the individuals reacted upon their environment. The problem is psychical, but it is analogous to the main problem of the biologist.

FOOTNOTES:

DARWINISM AND SOCIOLOGY

BY C. BOUGLE

Professor of Social Philosophy in the University of Toulouse and Deputy-Professor at the Sorbonne, Paris

How has our conception of social phenomena, and of their history, been affected by Darwin's conception of Nature and the laws of its transformation? To what extent and in what particular respects have the discoveries and hypotheses of the author of The Origin of Species aided the efforts of those who have sought to construct a science of society?

To such a question it is certainly not easy to give any brief or precise answer. We find traces of Darwinism almost everywhere. Sociological systems differing widely from each other have laid claim to its authority; while, on the other hand, its influence has often made itself felt only in combination with other influences. The Darwinian thread is worked into a hundred patterns along with other threads.

To deal with the problem, we must, it seems, first of all distinguish the more general conclusions in regard to the evolution of living beings, which are the outcome of Darwinism, from the particular explanations it offers of the ways and means by which that evolution is effected. That is to say, we must, as far as possible, estimate separately the influence of Darwin as an evolutionist and Darwin as a selectionist.

The nineteenth century, said Cournot, has witnessed a mighty effort to "reintegrer l'homme dans la nature." From divers quarters there has been a methodical reaction against the persistent dualism of the Cartesian tradition, which was itself the unconscious heir of the Christian tradition. Even the philosophy of the eighteenth century, materialistic as were for the most part the tendencies of its leaders, seemed to revere man as a being apart, concerning whom laws might be formulated a priori. To bring him down from his pedestal there was needed the marked predominance of positive researches wherein no account was taken of the "pride of man." There can be no doubt that Darwin has done much to familiarise us with this attitude. Take for instance the first part of The Descent of Man: it is an accumulation of typical facts, all tending to diminish the distance between us and our brothers, the lower animals. One might say that the naturalist had here taken as his motto, "Whosoever shall exalt himself shall be abased; and he that shall humble himself shall be exalted." Homologous structures, the survival in man of certain organs of animals, the rudiments in the animal of certain human faculties, a multitude of facts of this sort, led Darwin to the conclusion that there is no ground for supposing that the "king of the universe" is exempt from universal laws. Thus belief in the imperium in imperio has been, as it were, whittled away by the progress of the naturalistic spirit, itself continually strengthened by the conquests of the natural sciences. The tendency may, indeed, drag the social sciences into overstrained analogies, such, for instance, as the assimilation of societies to organisms. But it will, at least, have had the merit of helping sociology to shake off the pre-conception that the groups formed by men are artificial, and that history is completely at the mercy of chance. Some years before the appearance of The Origin of Species, August Comte had pointed out the importance, as regards the unification of positive knowledge, of the conviction that the social world, the last refuge of spiritualism, is itself subject to determinism. It cannot be doubted that the movement of thought which Darwin's discoveries promoted contributed to the spread of this conviction, by breaking down the traditional barrier which cut man off from Nature.

But Nature, according to modern naturalists, is no immutable thing: it is rather perpetual movement, continual progression. Their discoveries batter a breach directly into the Aristotelian notion of species; they refuse to see in the animal world a collection of immutable types, distinct from all eternity, and corresponding, as Cuvier said, to so many particular thoughts of the Creator. Darwin especially congratulated himself upon having been able to deal this doctrine the coup de grace: immutability is, he says, his chief enemy; and he is concerned to show--therein following up Lyell's work--that everything in the organic world, as in the inorganic, is explained by insensible but incessant transformations. "Nature makes no leaps"--"Nature knows no gaps": these two dicta form, as it were, the two landmarks between which Darwin's idea of transformation is worked out. That is to say, the development of Darwinism is calculated to further the application of the philosophy of Becoming to the study of human institutions.

The progress of the natural sciences thus brings unexpected reinforcements to the revolution which the progress of historical discipline had begun. The first attempt to constitute an actual science of social phenomena--that, namely, of the economists--had resulted in laws which were called natural, and which were believed to be eternal and universal, valid for all times and all places. But this perpetuality, brother, as Knies said, of the immutability of the old zoology, did not long hold out against the ever-swelling tide of the historical movement. Knowledge of the transformations that had taken place in language, of the early phases of the family, of religion, of property, had all favoured the revival of the Heraclitean view: [Greek: panta rei]. As to the categories of political economy, it was soon to be recognised, as by Lasalle, that they too are only historical. The philosophy of history, moreover, gave expression under various forms to the same tendency. Hegel declares that "all that is real is rational," but at the same time he shows that all that is real is ephemeral, and that for history there is nothing fixed beneath the sun. It is this sense of universal evolution that Darwin came with fresh authority to enlarge. It was in the name of biological facts themselves that he taught us to see only slow metamorphoses in the history of institutions, and to be always on the outlook for survivals side by side with rudimentary forms. Anyone who reads Primitive Culture, by Tylor,--a writer closely connected with Darwin--will be able to estimate the services which these cardinal ideas were to render to the social sciences when the age of comparative research had succeeded to that of a priori construction.

Let us note, moreover, that the philosophy of Becoming in passing through the Darwinian biology became, as it were, filtered; it got rid of those traces of finalism, which, under different forms, it had preserved through all the systems of German Romanticism. Even in Herbert Spencer, it has been plausibly argued, one can detect something of that sort of mystic confidence in forces spontaneously directing life, which forms the very essence of those systems. But Darwin's observations were precisely calculated to render such an hypothesis futile. At first people may have failed to see this; and we call to mind the ponderous sarcasms of Flourens when he objected to the theory of Natural Selection that it attributed to nature a power of free choice. "Nature endowed with will! That was the final error of last century; but the nineteenth no longer deals in personifications." In fact Darwin himself put his readers on their guard against the metaphors he was obliged to use. The processes by which he explains the survival of the fittest are far from affording any indication of the design of some transcendent breeder. Nor, if we look closely, do they even imply immanent effort in the animal; the sorting out can be brought about mechanically, simply by the action of the environment. In this connection Huxley could with good reason maintain that Darwin's originality consisted in showing how harmonies which hitherto had been taken to imply the agency of intelligence and will could be explained without any such intervention. So, when later on, objective sociology declares that, even when social phenomena are in question, all finalist preconceptions must be distrusted if a science is to be constituted, it is to Darwin that its thanks are due; he had long been clearing paths for it which lay well away from the old familiar road trodden by so many theories of evolution.

This anti-finalist doctrine, when fully worked out, was, moreover, calculated to aid in the needful dissociation of two notions: that of evolution and that of progress. In application to society these had long been confounded; and, as a consequence, the general idea seemed to be that only one type of evolution was here possible. Do we not detect such a view in Comte's sociology, and perhaps even in Herbert Spencer's? Whoever, indeed, assumes an end for evolution is naturally inclined to think that only one road leads to that end. But those whose minds the Darwinian theory has enlightened are aware that the transformations of living beings depend primarily upon their conditions, and that it is these conditions which are the agents of selection from among individual variations. Hence, it immediately follows that transformations are not necessarily improvements. Here, Darwin's thought hesitated. Logically his theory proves, as Ray Lankester pointed out, that the struggle for existence may have as its outcome degeneration as well as amelioration: evolution may be regressive as well as progressive. Then, too--and this is especially to be borne in mind--each species takes its good where it finds it, seeks its own path and survives as best it can. Apply this notion to society and you arrive at the theory of multilinear evolution. Divergencies will no longer surprise you. You will be forewarned not to apply to all civilisations the same measure of progress, and you will recognise that types of evolution may differ just as social species themselves differ. Have we not here one of the conceptions which mark off sociology proper from the old philosophy of history?

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But if we are to estimate the influence of Darwinism upon sociological conceptions, we must not dwell only upon the way in which Darwin impressed the general notion of evolution upon the minds of thinkers. We must go into details. We must consider the influence of the particular theories by which he explained the mechanism of this evolution. The name of the author of The Origin of Species has been especially attached, as everyone knows, to the doctrines of "natural selection" and of "struggle for existence," completed by the notion of "individual variation." These doctrines were turned to account by very different schools of social philosophy. Pessimistic and optimistic, aristocratic and democratic, individualistic and socialistic systems were to war with each other for years by casting scraps of Darwinism at each other's heads.

It was the spectacle of human contrivance that suggested to Darwin his conception of natural selection. It was in studying the methods of pigeon breeders that he divined the processes by which nature, in the absence of design, obtains analogous results in the differentiation of types. As soon as the importance of artificial selection in the transformation of species of animals was understood, reflection naturally turned to the human species, and the question arose, How far do men observe, in connection with themselves, those laws of which they make practical application in the case of animals? Here we come upon one of the ideas which guided the researches of Gallon, Darwin's cousin. The author of Inquiries into Human Faculty and its Development, has often expressed his surprise that, considering all the precautions taken, for example, in the breeding of horses, none whatever are taken in the breeding of the human species. It seems to be forgotten that the species suffers when the "fittest" are not able to perpetuate their type. Ritchie, in his Darwinism and Politics reminds us of Darwin's remark that the institution of the peerage might be defended on the ground that peers, owing to the prestige they enjoy, are enabled to select as wives "the most beautiful and charming women out of the lower ranks." But, says Galton, it is as often as not "heiresses" that they pick out, and birth statistics seem to show that these are either less robust or less fecund than others. The truth is that considerations continue to preside over marriage which are entirely foreign to the improvement of type, much as this is a condition of general progress. Hence the importance of completing Odin's and De Candolle's statistics which are designed to show how characters are incorporated in organisms, how they are transmitted, how lost, and according to what law eugenic, elements depart from the mean or return to it.

But thinkers do not always content themselves with undertaking merely the minute researches which the idea of Selection suggests. They are eager to defend this or that thesis. In the name of this idea certain social anthropologists have recast the conception of the process of civilisation, and have affirmed that Social Selection generally works against the trend of Natural Selection. Vacher de Lapouge--following up an observation by Broca on the point--enumerates the various institutions, or customs, such as the celibacy of priests and military conscription, which cause elimination or sterilisation of the bearers of certain superior qualities, intellectual or physical. In a more general way he attacks the democratic movement, a movement, as P. Bourget says, which is "anti-physical" and contrary to the natural laws of progress; though it has been inspired "by the dreams of that most visionary of all centuries, the eighteenth." The "Equality" which levels down and mixes (justly condemned, he holds, by the Comte de Gobineau), prevents the aristocracy of the blond dolichocephales from holding the position and playing the part which, in the interests of all, should belong to them. Otto Ammon, in his Natural Selection in Man, and in The Social Order and its Natural Bases, defended analogous doctrines in Germany; setting the curve representing frequency of talent over against that of income, he attempted to show that all democratic measures which aim at promoting the rise in the social scale of the talented are useless, if not dangerous; that they only increase the panmixia, to the great detriment of the species and of society.

Among the aristocratic theories which Darwinism has thus inspired we must reckon that of Nietzsche. It is well known that in order to complete his philosophy he added biological studies to his philological; and more than once in his remarks upon the Wille zur Macht he definitely alludes to Darwin; though it must be confessed that it is generally in order to proclaim the insufficiency of the processes by which Darwin seeks to explain the genesis of species. Nevertheless, Nietzsche's mind is completely possessed by an ideal of Selection. He, too, has a horror of panmixia. The naturalists' conception of "the fittest" is joined by him to that of the "hero" of romance to furnish a basis for his doctrine of the Superman. Let us hasten to add, moreover, that at the very moment when support was being sought in the theory of Selection for the various forms of the aristocratic doctrine, those same forms were being battered down on another side by means of that very theory. Attention was drawn to the fact that by virtue of the laws which Darwin himself had discovered isolation leads to etiolation. There is a risk that the privilege which withdraws the privileged elements of Society from competition will cause them to degenerate. In fact, Jacoby in his Studies in Selection, in connexion with Heredity in Man, concludes that "sterility, mental debility, premature death and, finally, the extinction of the stock were not specially and exclusively the fate of sovereign dynasties; all privileged classes, all families in exclusively elevated positions share the fate of reigning families, although in a minor degree and in direct proportion to the loftiness of their social standing. From the mass of human beings spring individuals, families, races, which tend to raise themselves above the common level; painfully they climb the rugged heights, attain the summits of power, of wealth, of intelligence, of talent, and then, no sooner are they there than they topple down and disappear in gulfs of mental and physical degeneracy." The demographical researches of Hansen (following up and completing Dumont's) tended, indeed, to show that urban as well as feudal aristocracies, burgher classes as well as noble castes, were liable to become effete. Hence it might well be concluded that the democratic movement, operating as it does to break down class barriers, was promoting instead of impeding human selection.

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