Unfortunately for the Professor's argument the two instances are not analogous--not, at least, in the direction required. The sense of causality is not something that is innate in human nature. Children at an early age hardly possess it, and primitive man has it in only a very vague manner. The conviction that all things are bound together in terms of causation is one that belongs, even to-day, to the educated, thoughtful mind. At any rate it is a conviction that has been forced upon the human mind by the sheer pressure of experience. It is a growth consequent upon the mind's intercourse with the objective universe. And its validity is not called into question. On the other hand, this assumed "moral demand" for "Free-Will" is the very point in dispute. Whether there is such a demand, and if so is it a legitimate one, are the questions upon which the discussion turns. And it will not do for Professor James to claim Free-Will in the name of certain "moral demands" and reserve the right to throw overboard any theory that does not grant them. Man's moral nature, equally with his intellectual nature, must in the last resort yield to facts. It will not do to exalt into a moral instinct what may be no more than a personal idiosyncrasy. There is certainly no more than this in such expressions as "something must be fatally unreasonable, absurd, and wrong in the world," or "I deliberately refuse to keep on terms of loyalty with the universe," if certain things turn out to be true. Such phrases are completely out of place in a scientific enquiry. The universe will remain what it is whether we call it absurd or rational, and may even survive the raising of the standard of revolt by so eminent a psychologist as Professor James, to whom we would commend, were he still alive, Schopenhauer's profound remark that there are no moral phenomena, only moral interpretations of phenomena.
What, now, is the insuperable dilemma which Professor James places before upholders of Determinism? The whole of it turns out to be little more than a play upon the words "possible" and "actual." Determinism, he says, professes that "those parts of the universe already laid down absolutely appoint and decree (Why 'appoint' and 'decree'? Why not the impersonal word 'determine?') what the other parts shall be." The future is determined by the past; and given the past, only one future is possible. Indeterminism says that "the parts have a certain amount of loose play on one another, so that the laying down of one of them does not necessarily determine what the others shall be." Thus, still following Professor James's exposition, given a special instance, both sides admit the occurrence of a volition. The Determinist asserts that no other volition could have occurred. The Indeterminist asserts that another volition might have occurred, other things remaining the same. And, asks the Professor, can science tell us which is correct? His reply is, No. "How can any amount of assurance that something actually happened give us the least grain of information as to whether another thing might or might not have happened in its place? Only facts can be proved by other facts. With things that are possibilities and not facts, facts have no concern."
The position may be made clearer by taking the Professor's own illustration. When, he says, I leave this lecture hall I may go home via Divinity Avenue, or traverse Oxford Street. It is a matter of chance which route is selected. But assume that by some miracle, after having walked down Divinity Avenue, ten minutes of time are annihilated, and reaching the Hall door again Oxford Street is the route selected. Spectators thus have two alternative universes. One universe with the Professor walking through Divinity Avenue, the other with him walking through Oxford Street. If the spectators are Determinists they will believe only one universe to have been from eternity possible. But, asks Professor James, looking outwardly at these two universes, can anyone say which is the accidental and which is the necessary one? "In other words, either universe after the fact and once there would, to our means of observation and understanding, appear just as rational as the other." There is no means by which we can distinguish chance from a rational necessity. A universe which allows a certain loose play of the parts is as rational as one which submits to the most rigid determinism.
Before dealing with the above, it is necessary to take another phrase on which much of the above argument depends. Professor James says that the stronghold of the Determinist sentiment is antipathy to the idea of "Chance," and chance is a notion not to be entertained by any sane mind. And the sting, he says, seems to rest on the assumption that chance is something positive, and if a thing happens by chance it must needs be irrational and preposterous. But I am not aware that any scientific Determinist ever used "chance" as being a positive term at all. Certainly the last thing the present writer would dream of doing would be to predicate chance of any portion of the objective universe whatsoever. The only legitimate use of the word is in reference to the state of our knowledge concerning phenomena. To say that a thing chanced, or happened by chance, is only saying that we are not aware of the causes that produced it. We say nothing of the thing itself, we only express the state of our mind in relation to it.
Professor James says all you mean by "chance" is that a thing is not guaranteed, it may fall out otherwise. Not guaranteed by our knowledge about the thing, certainly; in any other sense, his definition seems invented for the express purpose of bolstering up his hypothesis. For, he says, a chance thing means that the general system of things has no hold on it. It appears in relation to other things, but it escapes their determining influence, and appears as "a free gift." Thus whether he walked down Divinity Avenue or Oxford Street was a matter of chance; and the future of the world is full of similar chances--events that may take one of several forms, either of which is consistent with the whole.
We now have the essence of Professor James's case, and can consider it in detail. First of all we may note the curiously double sense in which Professor James uses the word "fact" and the agility with which he skips from one meaning to another, as it suits his argument. In a broad and general sense a mental fact is as much a fact as any other fact. A man riding on horseback is a fact. My vision or conception of a horse with the head of a man is equally a fact, though nothing like it exists in nature. We should discriminate between the two by saying that one is a mental fact strictly relative to a particular mind, the other is an objective fact relative to all minds normally constituted. Now science does not deny possibilities as mental facts. But it would be a very queer science indeed that allowed all sorts of possibilities of a given group of phenomena under identical conditions. Like "chance," the possibilities of the Universe are strictly relative to our knowledge concerning it. If opposite things appear equally possible, it is only because we are not sufficiently conversant with the processes to say which thing is certain. A universe with Professor James walking down Divinity Avenue appears as orderly and as natural as one with him parading Oxford Street. But this is because we cannot unravel the complex conditions that may determine the selection of one route or the other. Or if it be said in reply, that the walker is unaware of any choice in the matter, the answer is that there is present the desire to get away from the lecture hall and arrive at home, and this is strong enough to make the choice of means to that end unimportant. If the choice lay between walking down a sunlit street or wading through a mile of water, five feet deep, while the latter would still remain a possibility, since it could be done were the inducement to do it strong enough, there is not much doubt as to what the choice would actually be.
The complete reply therefore to Professor James's illustration is that from the standpoint of mere possibility, bearing in mind the proper significance of possibility, opposite alternatives may be equally real. We can, that is, conceive conditions under which a certain thing may occur, and we can conceive another set of conditions under which exactly the opposite may occur. And either alternative presents us with a universe that is equally "rational," because in either case we vary the co-operating conditions in order to produce the imagined consequence. But given a complete knowledge of all the co-operating conditions, and not only do two views of the universe cease to be equally rational, but one of them ceases to be even conceivable. For let us note that the resultant of any calculation is no more and no less than a synthesis of the factors that are included in the calculation. If we do not understand the factors included in a given synthesis it will be a matter of "chance" what the resultant may be. But if we do understand the nature of the factors, and the consequence of their synthesis, possibility and actuality become convertible terms. Finally, whether a man on leaving a lecture hall turns to the right or the left appears, under ordinary conditions, equally rational and natural only because we are aware that it may be a matter of indifference which direction he takes, and in that case his action will be governed by the simple desire to get away, or to get to a particular spot. It is a simple deduction from experience presented by Professor James in a needlessly confusing manner.
The next, and practically the only example cited by Professor James to prove that this world is a world of "chances," is concerned with a question of morals. We constantly, he says, have occasion to make "judgments of regret." In illustration of this, he cites the case of a particularly brutal murder, and adds, "We feel that, although a perfect mechanical fit to the rest of the universe, it is a bad moral fit, and that something else would really have been better in its place." But "calling a thing bad means, if it means anything at all, that the thing ought not to be, that something else ought to be in its stead." If Determinism denies this it is defining the universe as a place "in which what ought to be is impossible," and this lands us in pessimism, or if we are to escape pessimism we can only do so by abandoning the judgment of regret. But if our regrets are necessitated nothing else can be in their place, and the universe is what it was before--a place in which what ought to be appears impossible. Murder and treachery cannot be good without regret being bad, regret cannot be good without murder and treachery being bad. As both, however, are foredoomed, something must be fatally wrong and absurd in the world.
Now, I must confess all this seems a deal of bother concerning a fairly simple matter. Indeed, Professor James seems to be engaged in raising a dust and then complaining of the murkiness of the atmosphere. Coming from a writer of less standing I might, in view of what has been said elsewhere in this essay, have left the reply to the careful reader's understanding of the subject. But from so eminent a psychologist as William James, silence might well be construed as deterministic inability to reply to the position laid down.
In the first place, I may be pardoned for again reminding the reader that, in this connection, "ought" stands upon precisely the same level as "possible." Whether we say that a man ought to do a certain thing, or that it is possible for him to do a certain thing, we are making identical statements, for no one would dream of saying that a man ought to do that which it is impossible for him to perform. When we say that murder and treachery ought not to be, we do not imply--if we use language properly--that these are not as much part of the cosmic order, and as much the expression of co-operating conditions, as are kindness and loyalty. It is saying no more than that in our judgment human nature may be so trained and conditioned as to practise neither murder nor treachery. We are expressing a judgment as to what our ideal of human nature is, and our ideal of what human nature should be is based upon what experience has taught us concerning its possibilities. Man's "judgment of regret" is justifiable and admirable, not because he recognizes that the past could have been different from what it was, but because it furnishes him with the requisite experience for a better direction of action in the future, and because the feeling of regret is itself one of the determining conditions that will decide conduct in the future.
"The question," says Professor James, "is of things, not of eulogistic names for them." With this I cordially agree; but in that case what are we to make of the following:--
"The only consistent way of representing ... a world whose parts may affect one another through their conduct being either good or bad is the indeterminate way. What interest, zest, or excitement can there be in achieving the right way, unless we are enabled to feel that the wrong way is also a possible and a natural way--nay, more, a menacing and an imminent way? And what sense can there be in condemning ourselves for taking the wrong way, unless we need have done nothing of the sort, unless the right way was open to us as well? I cannot understand the willingness to act, no matter how we feel, without the belief that acts are really good or bad. I cannot understand the belief that an act is bad, without regret at its happening. I cannot understand regret without the admission of real genuine possibilities in the world."
Eliminate from this all that is matter of common agreement between Determinists and Indeterminists, and what have we left but sheer verbal confusion? The pleasurable feeling that results from a sense of achievement is real no matter what are the lines on which the universe is constructed. One might as reasonably ask, Why feel a greater interest in a first-class orchestral performance, than in the harmonic outrages of a hurdy-gurdy, since both are, from the physical side, vibratory phenomena? And is it not clear, to repeat a truth already emphasized, that a most important factor in our condemning ourselves for doing a wrong action is the fact that we have done so. It is one of the determining conditions of doing better actions in future. Of course, Professor James cannot understand the belief that an act is bad, without regret at its happening. Neither can anyone else, for the simple reason that one involves the other. The statement is as much a truism as is the one that we can have no willingness to act unless we believe that acts are either good or bad. Equally true is it that regret implies real possibilities in the world--not always, though, for we may regret death or the radiation into extra terrestrial space of solar energy without believing that the prevention of either is possible. But our possibilities in relation to conduct do not, as the argument implies, relate to the past, but to the future. Indeed, the sense of possibility would be morally worthless were it otherwise.
Finally, and this brings me to what is one of the cardinal weaknesses of so much of the writing on psychology, Professor James's argument is vitiated by non-recognition of the fact that regret and satisfaction, praise and blame, with most of the cardinal moral qualities, are social in their origin and application. They represent the reaction of our social feelings against anti-social conduct, or their expression of satisfaction at conduct of an opposite character. They are consequently the creations, not of an indwelling "will," but of an outdwelling social relationship. They are not impressed by the "ego" upon the world, they are impressed by the world upon the ego. Character is not something that each individual brings ready fashioned to the service of society; it is something that society itself creates. It has been fashioned by countless generations of social evolution, and, in the main, that evolution has of necessity placed due emphasis upon those intellectual and moral qualities on which social welfare depends.
VI.
THE NATURE AND IMPLICATIONS OF RESPONSIBILITY.
If Hume was not right in asserting that a few intelligible definitions would put an end to the Free-Will controversy, his error lay in assuming a greater receptivity of mind than most people possess. For it may safely be asserted that once the legitimate meanings of the terms employed are acknowledged, and they are properly applied to the matter in dispute, it may be shown that the opponents of Determinism have been beating the air. The Determinism they attack is not the Determinism that is either professed or defended. The consequences they forecast follow only from a distorted, and often meaningless, use of the terms employed. Instead of the Determinist denying the moral and mental value of certain qualities of which the Indeterminist announces himself the champion, he admits their value, gives them a definite meaning, and proves that it is only by an assumption of the truth of the cardinal principle of Determinism that they have any reality. This has already been shown to be true in the case of Freedom, Choice, Deliberation, etc.; it remains to pursue the same method with such conceptions as praise and blame or punishment and reward, and responsibility.
The charge is, again, that Determinism robs praise and blame and responsibility of all meaning, and reduces them to mere verbal expressions which some may mistake for the equivalents of reality, but which clearer thinkers will estimate at their true worth. What is the use of praising or blaming if each one does what heredity, constitution, and environment compels? Why punish a man for being what he is? Why hold him responsible for the expressions of a character provided for him, and for the influence of an environment which he had no part in forming? So the string of questions run on. None of them, it may safely be said, would ever be asked if all properly realized the precise meaning and application of the terms employed. For as with the previous terms examined, it is an acceptance of Indeterminism that would rob these words of all value. Rationally conceived they are not only consonant with Determinism, but each of them implies it.
Of the four terms mentioned above--Praise, Blame, Punishment, and Responsibility, the cardinal and governing one is the last. It will be well, therefore, to endeavour to fix this with some degree of clearness.
To commence with we may note that in contra-distinction to "freedom" where the testimony of consciousness is illegitimately invoked, a consciousness of responsibility is essential to its existence. A person in whom it was manifestly impossible to arouse such a consciousness would be unhesitatingly declared to be irresponsible. There is here, consequently, both the fact of responsibility and our consciousness of it that calls for explanation. And both require for an adequate explanation a larger area than is offered by mere individual psychology. Indeed, so long as we restrict ourselves to the individual we cannot understand either the fact or the consciousness of responsibility. By limiting themselves in this manner some Determinists have been led to deny responsibility altogether. The individual, they have said, does not create either his own organism or its environment, and consequently all reasonable basis for responsibility disappears. To which there is the effective reply that the datum for responsibility is found in the nature of the organism and in the possibility of its being affected by certain social forces, and not in the absolute origination of its own impulses and actions. It is playing right into the hands of the Indeterminist to deny so large and so important a social phenomenon as responsibility. And to the Indeterminist attack, that if action is the expression of heredity, organism, and environment, there is no room for responsibility, there is the effective reply that it is precisely because the individual's actions are the expression of all the forces brought to bear upon him that he may be accounted responsible. The Determinist has often been too ready to take the meanings and implications of words from his opponent, instead of checking the sense in which they were used.
The general sense of responsibility--omitting all secondary meanings--is that of accountability, to be able to reply to a charge, or to be able to answer a claim made upon us. This at once gives us the essential characteristic of responsibility, and also stamps it as a phenomenon of social ethics. A man living on a desert island would not be responsible, unless we assume his responsibility to deity; and even here we have the essential social fact--relation to a person--reintroduced. It is our relations to others, that and the influence of our actions upon others, combined with the possibility of our natures being affected by the praise or censure of the social body to which we belong, which sets up the fact of responsibility. Conduct creates a social reaction, good or bad, agreeable or disagreeable, and the reacting judgment of society awakens in each of us a consciousness of responsibility, more or less acute, and more or less drastic, to society at large. The individual sees himself in the social mirror. His nature is fashioned by the social medium, his personal life becomes an expression of the social life. Just as the social conscience, in the shape of a legal tribunal, judges each for actions that are past, so the larger social conscience, as expressed in a thousand and one different forms, customs, and associations, judges us for those desires and dispositions that may result in action in the future. Responsibility as a phenomenon of social psychology is obvious, educative, inescapable, and admirable. Responsibility as a phenomenon of individual psychology, whether from the Determinist or Indeterminist point of view, is positively meaningless.
Taking, then, responsibility as a fact of social life, with its true significance of accountability, let us see its meaning on deterministic lines. For the sake of clearness we will first take legal responsibility as illustrating the matter. In law a man is accounted guilty provided he knows the law he is breaking, and also that he is capable of appreciating the consequences of his actions. A further consideration of no mean importance is that the consequences attending the infringement of the law are assumed to be sufficiently serious to counterbalance the inducements to break the regulation. And as all citizens are assumed to know the law, we may confine our attention to the last two aspects. What, then, is meant by ability to appreciate consequences? There can be no other meaning than the capacity to create an ideal presentment of the penalties attaching to certain actions. Every promise of reward or threat of punishment assumes this, and assumes also that provided the ideal presentment is strong enough, certain general results will follow. It is on this principle alone that punishments are proportioned to offences, and that certain revisions of penalties take place from time to time. Negatively the same thing is shown by the fact that young children, idiots, and lunatics are not legally held responsible for their actions. The ground here is that the power to represent ideally the full consequences of actions is absent, or operates in an abnormal manner. Moreover, the whole line of proof to establish insanity in a court of law is that a person is not amenable to certain desires and impulses in the same manner as are normally constituted people.
Substantially the same thing is seen if we take the fact of responsibility in non-legal matters. A very young child, incapable of ideally representing consequences, is not considered a responsible being. An older child has a limited responsibility in certain simple matters. As it grows older, and growth brings with it the power of more fully appreciating the consequence of actions, its responsibility increases in the home, in the school, in business, social, religious, and political circles it is held accountable for its conduct, in proportion as the power of estimating the consequences of actions is assumed. In other words, we assume not that there is at any stage an autonomous or self-directing "will" in operation, but that a particular quality of motive will operate at certain stages of mental development, and the whole of the educative process, in the home, the school, and in society, aims at making these motives effective. That is, the whole fact of responsibility assumes as a datum the very condition that the Indeterminist regards as destroying responsibility altogether. He argues that if action is the expression of character, responsibility is a farce. But it is precisely because action is the expression of character that responsibility exists. When the law, or when society, calls a man to account for something he has done, it does not deny that had he possessed a different character he would have acted differently. It does not assert that at the time of action he could have helped doing what he did. Both may be admitted. What it does say is that having a character of such and such a kind certain things are bound to follow. But inasmuch as that character may be modified by social opinion or social coercion, inasmuch as it will respond to certain influences brought to bear upon it, it is a responsible character, and so may be held accountable for its actions.
There is, therefore, nothing incompatible between Determinism and Responsibility. The incompatibility lies between Indeterminism and Responsibility. What meaning can we attach to it, on what ground can we call a person to account, if our calling him to account is not one of the considerations that will affect his conduct? Grant that a consciousness of responsibility decides how a person shall act, and the principle of Determinism is admitted. Deny that a consciousness of responsibility determines action, and the phrase loses all meaning and value. The difficulty arises, as has been said, by ignoring the fact that responsibility is of social origin, and in looking for an explanation in individual psychology. It would, of course, be absurd to make man responsible for being what he is, but so long as he is amenable to the pressure of normal social forces he is responsible or accountable for what he may be. Whatever his character be, so long as it has the capacity of being affected by social pressure, it is a responsible character. And this is the sole condition that makes responsibility intelligible.
Having said this, it is not difficult to see the place of punishment and reward, or praise and blame, in the Determinist scheme of things. Another word than punishment might be selected, and one that would be without its unpleasant associations, but on the whole it is advisable perhaps to retain the word in order to see the nature of the problem clearly. Of course, punishment in the sense of the infliction of pain merely because certain actions have been committed, no Determinist would countenance. So far as punishment is inflicted in this spirit of sheer retaliation it serves only to gratify feelings of malevolence. A society that punishes merely to gratify resentment is only showing that it can be as brutal collectively as individuals can be singly. And if punishment begins and ends with reference to the past, then it is certainly revolting to inflict pain upon a person because he has done what education and organization impelled him to do. So far one can agree with Professor Sidgwick that when a man's conduct is "compared with a code, to the violation of which punishments are attached, the question whether he really could obey the rule by which he is judged is obvious and inevitable." But when he goes on to reply "If he could not, it seems contrary to our sense of justice to punish him," the reply is, Not if the code is one that normal human nature can obey, and the individual one who can be modified in a required direction in both his own interest and the interest of others. For if our punishment is prospective instead of retrospective, or at least retrospective only so far as to enable us to understand the character of the individual with whom we are dealing, and using punishment as one of the means of securing a desirable modification of character, then punishment is merged in correction, and receives a complete justification upon Deterministic lines.
The problem is comparatively simple. Actions being decided by motives, the problem with a socially defective character is how to secure the prevalence of desires that will issue in desirable conduct. A man steals; the problem then is, How can we so modify the character of which stealing is the expression, so that we may weaken the desire to steal and strengthen feelings that will secure honesty of action? On the lower plane society resorts to threats of pains and penalties, so that when the desire to steal arises again, the knowledge that certain measures will be taken against the offender will arrest this desire. This is one of the principal grounds on which a measure like the First Offenders Act is based. On a higher plane the approval and respect of society serve to awaken a positive liking for honesty and the formation of desirable mental habits. Praise and blame rest upon a precisely similar basis. Man being the socialized animal he is, the approbation and disapprobation of his fellows must always exert considerable influence on his conduct. The memory of censure passed or of praise bestowed acts as one of the many influences that will determine conduct when the critical moment for action arrives. Man does not always consciously put the question of what his social circle will think of his actions, but this feeling rests upon a deeper and more secure basis than that of consciousness. It has been, so to speak, worked into his nature by all the generations of social life that have preceded his existence, and to escape it means to put off all that is distinctly human in his character. Every time we praise or blame an action we are helping to mould character, for both will serve as guides in the future. And it is just because at the moment of action a person "could not help doing" what he did that there is any reasonable justification for either approval or censure. Social approval and disapproval become an important portion of the environment to which the human being must perforce adapt himself.
What use could there be in punishing or blaming a man if his actions are determined, not by realizable motives, but by a mysterious will that in spite of our endeavours remains uninfluenced? If neither the promise nor the recollection of punishment creates feelings that will determine conduct, then one might as well whip the wind. Its only purpose is to gratify our own feelings of anger or malevolence. It is equally futile to look for the cause of wrong-doing in education, organization, or environment. For in proportion as we recognize any or all of these factors as determining conduct we are deserting the Indeterminist position, and relinquishing the "freedom" of the will. If Indeterminism be true we are forced to believe that although as a consequence of ill-conduct evil feelings may arise with greater frequency, yet they must be wholly ineffective as influencing action. It cannot even be argued that certain motives offer stronger attraction than others to the will, for this in itself would be a form of determinism. There is no middle course. Either the "will" remains absolutely uninfluenced by threat of punishment or desire for praise, serenely indifferent to the conflict of desires, and proof against the influence of education, or it forms a part of the causative sequence and the truth of Determinism is admitted. You cannot at the same time hold that man does not act in accordance with the strongest motive, and decide that the "will" maintains its freedom by deciding which motive shall be the strongest--its own determination not being the product of previous training. One need, indeed, only state the Indeterminist position plainly to see its inherent absurdity.
If ever in any case the argument ad absurdum was applicable it is surely here. It may safely be said that the larger part of the life of each of us is passed in anticipating the future in the light of experience. But if "Free-Will" be a fact, on what ground can we forecast the future. If motives do not determine conduct, any prophecy of what certain people may do in a given situation is futile. The will being indetermined, what they have done in the past is no guide as to what they will do in the future. If motives did not decide then they will not decide now. Whether we read backward or forward makes no difference. We have no right to say that the actions of certain statesmen prove them to have been animated by the desire for wealth or power. That would imply Determinism. We cannot say that because a murder has been committed a certain person who bore the deceased ill-will is rightly suspected. This is assuming that conduct is determined by motives. If we see a person jump into the river, we have no right to argue that depressed health, or financial worry, or impending social disgrace, has caused him to commit suicide. The mother may as easily murder her child as nurse it. The workman may labour as well for a bare pittance as for a comfortable wage. A man outside a house in the early hours of the morning, armed with a dark lantern and a jemmy, may have no desire to commit a burglary. A person with a game bag and a gun furnishes no reliable data for believing that he intends to shoot something. In all of these cases, and in hundreds of others, if "free-will" be a fact we have no right to argue from actions to motives, or infer motives from actions. Motives do not rule, and we are witnessing the uncaused and unaccountable vagaries of an autonomous will.
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